DFX Intelligence
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W••• R•• C•••••• A••••••••• I•• L•••
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· Lehi, UTs•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.6B
- PE fund assets
- $1.1B
- PE funds
- 13
- Investments held
- 2 of 2
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque from $5.0MRevenue up to $5.0MSectors technology,software
- Graphs 3
- Placement agents 1
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 17 of 24 distinct vehicles are sworn Private Equity Funds; 17 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.14bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
- Strategies
- SECONDARIES
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 17 of 24 distinct vehicles are sworn Private Equity Funds; 17 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Mar 28, 2024
- RAUM
- $1.6Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 13
- PE fund GAV, latest filing
- $1.1Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.6Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.1Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 71%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $1.1B, Venture Capital Fund $480M, latest counts Private Equity Fund 13, Venture Capital Fund 7, lifetime distinct Private Equity Fund 17, Venture Capital Fund 7
- Employees
- 29
- Headquarters
- Lehi, UT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
2 observed deals
Stated by the firm
- Sectors
- technology, software
- Geography
- not stated or not yet read
- Revenue
- up to $5.0M
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- from $5.0M
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 2
- period
- to unknown, from unknown, undated holdings 2, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 2
- companies
- 2
- geography
- investments
- 2
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
2 companies on the graph (0 transactions); no dated observations
Funds
20 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••••• L••••••••• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $8.0M as of Mar 28, 2024 | no Form D | Unknown | |
| S••••••• C•••••• P••••••• I•• L• ADV: Private Equity Fund | Buyout fund | 2022 first reported on Form ADV | $234M as of Mar 28, 2024 | no Form D | Early deployment | |
| S••••••• V••••••• I•• L• ADV: Venture Capital Fund | buyout or unlabelled | 2022 first reported on Form ADV | $152M as of Mar 28, 2024 | no Form D | Unknown | |
| S••••••• C•••••• P••••••• I•••• L• ADV: Private Equity Fund | Buyout fund | 2022 first reported on Form ADV | $53.8M as of Mar 28, 2024 | no Form D | Early deployment | |
| S••••••• C•••••• P••••••• I•••• L• ADV: Private Equity Fund | Buyout fund | 2022 first reported on Form ADV | $8.9M as of Mar 28, 2024 | no Form D | Early deployment | |
| S••••••• V••••••• I••••••••• P••••••• I•• L• ADV: Venture Capital Fund | buyout or unlabelled | 2022 first reported on Form ADV | $6.4M as of Mar 28, 2024 | no Form D | Unknown | |
| S••••••• S••••• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $5.8M as of Mar 28, 2024 | no Form D | Unknown | |
| S••••••• V••••••• I•••• L• ADV: Venture Capital Fund | Feeder or parallel | 2022 first reported on Form ADV | $1.6M as of Mar 28, 2024 | no Form D | Unknown | |
| S••••••• C•••••• I••••••••• P••••••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $724,100 as of Mar 28, 2024 | no Form D | Early deployment | |
| S••••••• C•••••• P••••••• I• C••••••••• V•••••• a• L• ADV: Private Equity Fund | Continuation vehicle | 2021 first reported on Form ADV | $283M as of Mar 28, 2024 | no Form D | Unknown | |
| S••••••• C•••••• P••••••• I• C••••••••• V•••••• B• L• ADV: Private Equity Fund | Continuation vehicle | 2021 first reported on Form ADV | $108M as of Mar 28, 2024 | no Form D | Unknown | |
| S••••••• C•••••• P••••••• I••• L••• ADV: Private Equity Fund | Buyout fund | 2015 first reported on Form ADV | $329M as of Mar 28, 2024 | no Form D | Successor fundraising | |
| S••••••• C•••••• P••••••• I••••• L••• ADV: Private Equity Fund | Buyout fund | 2015 first reported on Form ADV | $78.4M as of Mar 28, 2024 | no Form D | Mature | |
| S••••••• C•••••• I••••••••• P••••••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $10.3M as of Mar 28, 2024 | no Form D | Successor fundraising | |
| S••••••• C•••••• P••••••• I••••• L••• ADV: Private Equity Fund | Buyout fund | 2015 first reported on Form ADV | $7.6M as of Mar 28, 2024 | no Form D | Mature | |
| W••• R•• C•••••• I••••••••• P••••••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $16.0M as of Mar 28, 2024 | no Form D | Unknown | |
| W••• R•• C•••••• P••••••• I•• L• ADV: Private Equity Fund | Buyout fund | unknown | $3.3M as of Mar 6, 2023 | no Form D | Wound down | |
| S••••••• C•••••• P••••••• I•• L• ADV: Private Equity Fund | Buyout fund | unknown | $915,619 as of Mar 6, 2023 | no Form D | Wound down | |
| W••• R•• C•••••• P••••••• I•••• L• ADV: Private Equity Fund | Buyout fund | unknown | $389,038 as of Mar 6, 2023 | no Form D | Wound down | |
| W••• R•• C•••••• P••••••• I•••• L• ADV: Private Equity Fund | Buyout fund | unknown | $80,293 as of Mar 6, 2023 | no Form D | Wound down |
Team
20 current, 4 former
Partner (9)
- B•••• R••• B•••••••• · Member/Manager · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••• M••••• D•••• · Member/Manager · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• F••••• B•••••• · Member/Manager · since Sep 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• L••• S••••••• · Limited Partner/Managing Director · since Sep 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••••• M••• E•••••• · Member/Manager · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• R• L••••• · Member/Manager · since Jan 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• J••••• R••••••• · Member/Manager · since Sep 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• P••• M••• · Member/Manager · since Sep 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•• W••••• L••••• · Member/Manager · since Sep 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (10)
- A•••••• A•••• · Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••••• S•••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••• H•••••••• · Head of M•••eting, Platform, & Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••• W••• · M•••eting & Communications Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• T••••• P••••• · Chief Compliance Officer, Chief Financial Officer · since May 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•••• B•••• · Fund Accounting Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• L•••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••• N•••• · Director of Information Technology · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••••• L•• · VP of Finance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•• P••••• · Partner, CFO & CCO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (1)
- S••••• S••••••• · Office Coordinator · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
4 former (kept with end dates)
- C••••• R••••• T•••• · Limited Partner/Managing Director · Sep 1, 2007 to Mar 30, 2016 Inference
- M•••••• F•••••••• L••••• · Limited Partner · Sep 1, 2007 to Mar 30, 2016 Inference
- B•••• E• D••• · Cco · Jul 1, 2010 to Jun 12, 2020 Inference
- D•••• B•••••• T•••••• · Chief Compliance Officer · Sep 1, 2007 to Jul 24, 2013 Inference
Portfolio
2 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| J••• | Role unknown | active | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| L•••• | Role unknown | active | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- I••• C••••••• L•• 4 shared · strong · last Jan 1, 2017
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012W••• R•• C•••••• A••••••••• I•• L••• first filed Form ADV in the extract (IA)
Across the graphs
W••• R•• C•••••• A••••••••• I•• L••• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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