DFX Intelligence
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P•••• O•••• C•••••• P•••••••• L•••
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· San Francisco, CA
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.9B
- PE fund assets
- $320M
- PE funds
- 2
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Latest Form D Nov 19, 2025
- Graphs 4
- RAUM $2.9B
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisHybrid manager · 2 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- Private Equity Funds are 2 of 6 distinct vehicles; hedge, securitized or liquidity vehicles 2
- Size band
- Lower middle marketdefined by: proxy: $0.32bn Private Equity Fund GAV on the Form ADV filed 2026-07-31
Classification history (2)
- Sep 23, 2026Hybrid manager (probable, 65%)P•••••• Equity Funds are 2 of 6 distinct vehicles; hedge, securitized or liquidity vehicles 2
- Sep 13, 2026Fund of funds (probable, 75%)2 of 2 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)RAUM $2.9B · 2 PE funds · filed Jul 31, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Jun 17, 2019 to Jul 31, 2026
- RAUM
- $2.9Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $320Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $776Mevery private fund type, latest filing
- 2024 PE fund GAV
- $320Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 33%
- Fund type mix
- Venture capital fund: 2 funds, $356M reported gross assets
- Private equity fund: 2 funds, $320M reported gross assets
- Hedge fund: 1 fund, $76.1M reported gross assets
- Liquidity fund: 1 fund, $23.9M reported gross assets
- Employees
- 15
- Headquarters
- San Francisco, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
3 families, 4 vehicles on record
P•••• O•••• D••••••••• A••••• • P•••••• I••••••••• P••••••••• L••• · 2 vehicles · vintage 2020$52.4M
- P•••• O•••• D••••••••• A••••• • P•••••• I••••••••• P••••••••• L••• Fund of funds · 2020$52.4M
- P•••• O•••• D••••••••• A••••• • P•••••• I••••••••• P•••••••• ••••• L••• Feeder or parallel · 2022
M•• U••• P•••••• E••••• P••••••••• L••• · 1 vehicle · vintage 2019$268M
- M•• U••• P•••••• E••••• P••••••••• L••• Fund of funds · 2019$268M
P•••• O•••• U••• P•••••• E••••• ••••• L••• · 1 vehicle · vintage 2022no GAV reported
- P•••• O•••• U••• P•••••• E••••• ••••• L••• Buyout fund · 2022
View all 4 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•••• O•••• D••••••••• A••••• • P•••••• I••••••••• P•••••••• ••••• L••• | Feeder or parallel | 2022 Form D first sale | unknown | no reporting | $5.8M | Unknown |
| P•••• O•••• U••• P•••••• E••••• ••••• L••• | Buyout fund | 2022 Form D first sale | unknown | no reporting | $26.3M | Unknown |
| P•••• O•••• D••••••••• A••••• • P•••••• I••••••••• P••••••••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2020 Form D first sale | $52.4M as of Jul 31, 2026 | $48.0M | Active deployment | |
| M•• U••• P•••••• E••••• P••••••••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2019 Form D first sale | $268M as of Jul 31, 2026 | $225M | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
4 current, 1 former
- Managing Director, Client Investments · since Jun 1, 2022
- M•••••• O• P•••• O•••• C•••••• P••••••• M••••••••• L••••• · since May 1, 2019
- M•••••• O• P•••• O•••• C•••••• P••••••• M••••••••• L••••• · since May 1, 2019
- Chief Operating Officer / Chief Compliance Officer · since Sep 1, 2016
Full team · 4 peoplegrouped by role, with sources
Partner (3)
- N•••• C•••••• T••••• · Managing Director, Client Investments · since Jun 1, 2022 Form ADV Firm website
- E••• B•••• U••• · M•••••• O• P•••• O•••• C•••••• P••••••• M••••••••• L••••• · since May 1, 2019 Form ADV
- J••• W•••••• O••••••• · M•••••• O• P•••• O•••• C•••••• P••••••• M••••••••• L••••• · since May 1, 2019 Form ADV Firm website
Platform (1)
- R••••• L••••• K••••••• · Chief Operating Officer / Chief Compliance Officer · since Sep 1, 2016 Form ADV Firm website
1 former (kept with end dates)
- I••• R•••••• M••••• · Chief Operating Officer · Jul 1, 2019 to Oct 16, 2024 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Jun 17, 2019••• Locked
Across the graphs
P•••• O•••• C•••••• P•••••••• L••• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Allocators.
Venture Capital1Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.