DFX Intelligence
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A•••••• C••••••• L•••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Stamford, CTa•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $356M
- PE fund assets
- $242M
- PE funds
- 10
- Investments held
- 2 of 2
- Deals, last 12 months
- 2
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors financial_services,transportation_logistics
- Last 12 months 2Most recent last monthPlatform deals 1
- Graphs 4
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 5 of 5 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.24bn Private Equity Fund GAV on the Form ADV filed 2024-10-03
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 5 of 5 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Aug 2, 2021 to Mar 27, 2026
- RAUM
- $356Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 10
- PE fund GAV, latest filing
- $242Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $356Mevery private fund type, latest filing
- 2024 PE fund GAV
- $242Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-10-03, latest gav Private Equity Fund $242M, latest counts Private Equity Fund 5, lifetime distinct Private Equity Fund 5
- Employees
- 4
- Headquarters
- Stamford, CT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
2 observed deals
Stated by the firm
- Sectors
- financial services, transportation logistics
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- add on 1, platform 1
- period
- to 2026-08-06, from 2025-11-14, undated holdings 0, dated observations 4
- window
- last 2026-08-06, first 2025-11-14
- control
- control 2
- companies
- 2
- geography
- investments
- 2
- seller kinds
- transactions
- 2
- cadence by year
- 2025 platforms 1, 2026 add ons 1
- platform add on
- add ons 1, platforms 1, add ons per platform unknown
- sector known for
- 2
- disclosed value usd
- n 0
- sector distribution
- count 1, share unknown, value aerospace defense, examples NEOTech, count 1, share unknown, value industrial manufacturing, examples Virtex
- holding period years
- n 0
- repeat counterparties
- role buy side adviser, shared 2, entity id 70c3c03c-0b71-4b6f-945f-8327c5947c5c, role buy side adviser, shared 2, entity id ee4b5de5-34c9-4814-ab8d-500c5ddc3ed1, role buy side adviser, shared 2, entity id ade0139c-9ef6-4018-b948-1398881a2d99, role sell side adviser, shared 2, entity id 299ebe64-321f-4fcf-a8c3-bca3af6ba80c
- subsector distribution
- count 1, share unknown, value aerospace defense, examples NEOTech, count 1, share unknown, value electronics manufacturing, examples Virtex
2 companies on the graph (2 transactions); most in aerospace defense (1); 1 platforms and 1 add-ons; observed 2025 to 2026
Funds
5 on record, 5 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| I••• A•• C••••••••• L••• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $95.7M as of Oct 3, 2024 | no Form D | Unknown | |
| A•••••• C•••••• C•••••••• I•• L• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $5.1M as of Oct 3, 2024 | no Form D | Unknown | |
| A•••••• C•••••• C•••••••• I••• L• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $3.6M as of Oct 3, 2024 | no Form D | Unknown | |
| A•••••• C•••••• C•••••••• I• L••• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $12.3M as of Oct 3, 2024 | no Form D | Early deployment | |
| A•••••• C•••••• F••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $125M as of Oct 3, 2024 | no Form D | Unknown |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| A•••••• C•••••• F••• I• N•• L• | Private Equity Fund | 2026 to 2026 | $113M filed Mar 27, 2026 | reports.adviserinfo.sec.gov | |
| A•• C•• H•••••••• L•• | Private Equity Fund | 2026 to 2026 | $34.8M filed Mar 27, 2026 | reports.adviserinfo.sec.gov | |
| A•••••• C•••••• C•••••••• V••• • L••••• L• | Private Equity Fund | 2026 to 2026 | $14.8M filed Mar 27, 2026 | reports.adviserinfo.sec.gov | |
| A•••••• C•••••• C•••••••• V• L• | Private Equity Fund | 2026 to 2026 | $11.2M filed Mar 27, 2026 | reports.adviserinfo.sec.gov | |
| A•••••• C•••••• C•••••••• V• • M••••••• L• | Private Equity Fund | 2026 to 2026 | $2.9M filed Mar 27, 2026 | reports.adviserinfo.sec.gov |
Team
18 current, 0 former
Managing partner (5)
- J••• C•••• · Co-Founder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••• a• C••••••••• · Co-Founder · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- P•••• a• C••••••••• · Co-Founder · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- P•••• a• C••••••••• · Co-Founder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V•••• J••••••• M•••• · Co-Founder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (3)
- P•••• a• C••••••••• · Partner · since Jun 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••••• M••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V•••• J••••••• M•••• · Partner · since Jun 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- F•••• C•••••• · Principal · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- F•••• C•••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (5)
- B•••• C•••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••• M•••••••• · Director of Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• C•••• · Partner And Chief Compliance Officer · since Jun 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•• S•••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•• V•••• · Chief Procurement Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (3)
- B••• M••• · Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••••• R••• · Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• W••••••••• · J.D., C.P.C., Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
2 relationships, 1 platforms, 1 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| V••••• add-on to N•••••• | Add-on | active | Aug 6, 2026 transaction announcement | 2 months | P•••• a• C••••••••• (confirmed) | Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS) |
| N•••••• | Platform | active | Nov 14, 2025 transaction announcement | 10 months | P•••• a• C••••••••• (confirmed) | Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS) |
Transactions
2 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Aug 6, 2026 | Add-on acquisition | V••••• | Sponsor (confirmed) | prnewswire.com |
| Nov 14, 2025 | Platform acquisition | N•••••• | Sponsor (confirmed) | a•••••••••.com |
Placement agents, lenders, advisers and co-investors
12 relationships
Lenders (2)
- C•••••••• I•••••••• 1 shared · one time · last Aug 6, 2026
- C••••• P••••••• 1 shared · one time · last Aug 6, 2026
Financial advisers (5)
- V••••• P••••••• 2 shared · recurring · last Aug 6, 2026
- G•••••••• T•••••• 2 shared · recurring · last Aug 6, 2026
- L•••••• I••••••••• L•• 2 shared · recurring · last Aug 6, 2026
- R•• L•• 2 shared · recurring · last Aug 6, 2026
- S••••••• M••••• 1 shared · one time · last Aug 6, 2026
Legal advisers (5)
- C••••••• C••••• L•• 1 shared · one time · last Nov 14, 2025
- P••• W•••• 1 shared · one time · last Nov 14, 2025
- A••••• • B••• 1 shared · one time · last Aug 6, 2026
- S••••••• M••••• 1 shared · one time · last Nov 14, 2025
- K••••••• • E•••• L•• 1 shared · one time · last Nov 14, 2025
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
11 most recent
- Aug 6, 2026••• Locked
- Mar 27, 2026••• Locked
- Mar 5, 2026••• Locked
- Nov 18, 2025••• Locked
- Nov 14, 2025••• LockedPlatform investmentFactN••••••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Feb 13, 2025••• Locked
- Aug 30, 2024••• Locked
- Aug 1, 2024••• Locked
- Apr 19, 2023••• Locked
- Apr 4, 2023••• Locked
- Aug 2, 2021••• Locked
Across the graphs
A•••••• C••••••• L••• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Allocators.
Venture Capital1Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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