DFX Intelligence
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S•• C•••••• P••••••• M••••••••• L•
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Redwood City, CAs•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $686M
- PE fund assets
- $562M
- PE funds
- 13
- Investments held
- 8 of 8
- Deals, last 12 months
- 1
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors industrialsGeography North America
- Last 12 months 1Most recent 7 months agoPlatform deals 5
- Graphs 3
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 10 of 10 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.56bn Private Equity Fund GAV on the Form ADV filed 2024-06-18
- Strategies
- INFRASTRUCTURE
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 10 of 10 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Aug 13, 2020 to Mar 31, 2026
- RAUM
- $686Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 13
- PE fund GAV, latest filing
- $562Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $542Mevery private fund type, latest filing
- 2024 PE fund GAV
- $562Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-06-18, latest gav Private Equity Fund $562M, latest counts Private Equity Fund 10, lifetime distinct Private Equity Fund 10
- Employees
- 8
- Headquarters
- Redwood City, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
7 observed deals
Stated by the firm
- Sectors
- industrials
- Geography
- North America
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- add on 2, platform 6
- period
- to 2026-02-19, from 2020-10-22, undated holdings 1, dated observations 14
- window
- last 2026-02-19, first 2020-10-22
- control
- control 7, unknown 1
- companies
- 7
- geography
- count 1, share 0.143, value NY
- investments
- 8
- seller kinds
- transactions
- 7
- cadence by year
- 2020 platforms 1, 2021 platforms 1, 2023 add ons 1, platforms 1, 2024 platforms 2, 2026 add ons 1
- platform add on
- add ons 2, platforms 6, add ons per platform 0.33
- sector known for
- 1
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.143, value industrial services, examples Brightcore Energy
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.143, value hvac plumbing mechanical, examples Brightcore Energy
7 companies on the graph (7 transactions); most in industrial services (1); 6 platforms and 2 add-ons; observed 2020 to 2026
Funds
10 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•• E••••••••• C••••••• I• L• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $25.0M as of Jun 18, 2024 | no Form D | Unknown | |
| S•• C••••••• P••••••• I••• L• ADV: Private Equity Fund | Co-investment vehicle | 2023 first reported on Form ADV | $40.3M as of Jun 18, 2024 | no Form D | Early deployment | |
| S•• C••••••• P••••••• I••• L• ADV: Private Equity Fund | Co-investment vehicle | 2023 first reported on Form ADV | $24.0M as of Jun 18, 2024 | no Form D | Early deployment | |
| S•• C••••••• P••••••• I• L• ADV: Private Equity Fund | Co-investment vehicle | 2023 first reported on Form ADV | $16.2M as of Jun 18, 2024 | no Form D | Early deployment | |
| S•• E••••••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $49.1M as of Jun 18, 2024 | no Form D | Early deployment | |
| S•• C•••••• P••••••• I••• L• ADV: Private Equity Fund | Buyout fund | 2022 first reported on Form ADV | $47.5M as of Jun 18, 2024 | no Form D | Early deployment | |
| S•• P•••••• P•••• C••••••• •••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2022 year in the fund name | $2.1M as of Jun 18, 2024 | no Form D | Unknown | |
| S•• C•••••• P••••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $290M as of Jun 18, 2024 | no Form D | Active deployment | |
| S•• S•••••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $8.6M as of Jun 18, 2024 | no Form D | Unknown | |
| S•• P•••••• P•••• S•••••••• F••• I• L• ADV: Private Equity Fund | Infrastructure fund | unknown | $58.8M as of Jun 18, 2024 | no Form D | Active deployment |
Team
24 current, 0 former
Managing partner (3)
- R•••• A••••• · Managing Partner and CEO · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R•••• A••••• · Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R•••• A••••• · CEO & Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (6)
- C••••••••• L••• S•••• · Member · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••• A••••• · Member · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• W••••• · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R••• W••••• · Member · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••• G••••• G••••••• · Member · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••• G••••••• · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Vice president (3)
- A•••••• H••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••••••• C••••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• C•••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (2)
- I••••••• W• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• H•••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Board or advisory (1)
- J•• D•••• · Portfolio Board Member & Strategic Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (4)
- G•• M••••• · Chief Compliance Officer · since Aug 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- H• N••••• · CFO & CCO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• S••••••••• · Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• W••••• · Partner & Chair of the Sustainability Committee · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (5)
- C••••••• V•••• · Map of prior investment activities in the U.S. · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• H••• · Senior Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• W••• S•••••• · Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• H••••• · Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••• M••••• · Chief of Staff · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
8 relationships, 6 platforms, 2 add-ons
Transactions
7 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Feb 19, 2026 | Add-on acquisition | M•••••••• N••••••• | Sponsor (confirmed) | s•••••••••.com |
| May 24, 2024 | Platform acquisition | U•••• C••••• C•••••• | Sponsor (confirmed) | s•••••••••.com |
| May 24, 2024 | Platform acquisition | U•••• C••••• C•••••• | Sponsor (confirmed) | s•••••••••.com |
| Jul 13, 2023 | Platform acquisition | C••••• S•••••••• | Sponsor (confirmed) | s•••••••••.com |
| Apr 17, 2023 | Add-on acquisition | B• S•• C•••••• P••••••• | Sponsor (confirmed) | s•••••••••.com |
| Aug 10, 2021 | Platform acquisition | B••••••••• E••••• | Sponsor (confirmed) | s•••••••••.com |
| Oct 22, 2020 | Platform acquisition | P••••••• | Sponsor (confirmed) | s•••••••••.com |
Placement agents, lenders, advisers and co-investors
4 relationships
Placement agents (1)
- M••••• P•••• C••••••• L•• 10 shared · very strong · last Jan 1, 2024
Financial advisers (1)
- G••••••••• S••••••••• L•• 1 shared · one time · last Feb 19, 2026
Legal advisers (2)
- J•••• D•• 1 shared · one time · last Feb 19, 2026
- A•• S••••••• 1 shared · one time · last Feb 19, 2026
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
19 most recent
- Jul 30, 2026••• Locked
- Mar 31, 2026••• Locked
- Feb 19, 2026••• Locked
- Jul 28, 2025••• Locked
- May 24, 2024••• Locked
- May 24, 2024••• Locked
- May 24, 2024••• Locked
- Jan 23, 2024••• Locked
- Jul 13, 2023••• Locked
- Jul 13, 2023••• Locked
- Apr 17, 2023••• Locked
- Sep 12, 2022••• Locked
- Mar 14, 2022••• Locked
- Aug 10, 2021••• Locked
- Aug 10, 2021••• Locked
- Oct 22, 2020••• LockedPlatform investmentFactP•••••••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Oct 22, 2020••• Locked
- Aug 13, 2020••• Locked
- Aug 6, 2020••• Locked
Across the graphs
S•• C•••••• P••••••• M••••••••• L• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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