DFX Intelligence
Private Equity Intelligence
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Firms / C••••• S••••• A•••• M••••••••• L•• / M•••• A••• M•••••
M•••• A••• M•••••
PlatformManaging Director, Chief Compliance Officer And Member Of Management CommitteeC••••• S••••• A•••• M••••••••• L••NY
1 current roles1 former roles0 attributed deals (0 confirmed)0 current board seats
Roles
1 current, 1 former
- C••••• S••••• A•••• M••••••••• L•• · Managing Director, Chief Compliance Officer And Member Of Management Committee“Schedule A: MILLER, MAURA, ANNE, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND MEMBER OF MANAGEMENT COMMITTEE, since 06/2023, ownership NA, control person Y”Jun 1, 2023 to present
- C••••• S••••• S••••••••• •••• L•• · Chief Compliance Officer For The Broker Dealer & The Investment Advisor (former)“On Schedule A as CHIEF COMPLIANCE OFFICER FOR THE BROKER DEALER & THE INVESTMENT ADVISOR before, absent from the filing of 2024-09-20”Jun 1, 2022 to Sep 20, 2024
Transactions naming this person
0
No transaction naming this person has been collected yet.
Portfolio investments attributed to this person
0
No portfolio investment is attributed to this person yet.
Board seats
0
No board seat collected for this person yet.
Events
3
- Sep 20, 2024M•••• A••• M••••• (Chief Compliance Officer For The Broker Dealer & The Investment Advisor) no longer on Schedule A of C••••• S••••• S••••••••• •••• L••
- Jun 1, 2023M•••• A••• M••••• joined Schedule A of C••••• S••••• A•••• M••••••••• L•• as Managing Director, Chief Compliance Officer And Member Of Management Committee
- Jun 1, 2022M•••• A••• M••••• joined Schedule A of C••••• S••••• S••••••••• •••• L•• as Chief Compliance Officer For The Broker Dealer