DFX Intelligence
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N••••••• P•••••• G••••• I••••••••• A•••••••• L••
Buyout firmClassification probableLower middle marketSEC registered investment adviser· Minneapolis, MNn•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $58.6M
- PE fund assets
- $111M
- PE funds
- 3
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- Placement agents 1
- RAUM $58.6M
Classification
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Lower middle marketdefined by: proxy: $0.11bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
- Strategies
- GROWTH EQUITY
Classification history (2)
- Sep 18, 2026
- Sep 13, 2026Growth equity (probable, 70%, cls-pe-1)R2: 2 of 3 private equity vehicles are named growth
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Oct 29, 2014 to May 27, 2026
- RAUM
- $58.6Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $111Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $16.9Mevery private fund type, latest filing
- 2024 PE fund GAV
- $111Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-29, latest gav Private Equity Fund $111M, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 3
- Employees
- 5
- Headquarters
- Minneapolis, MN
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N••••••• P•••••• G••••• F••••••••• P••••••• L• ADV: Private Equity Fund | Growth fund | 2016 first reported on Form ADV | $44.4M as of Mar 29, 2024 | no Form D | Unknown | |
| N••••••• P•••••• I••••••••• P•••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $15.2M as of Mar 29, 2024 | no Form D | Unknown | |
| N••••••• P•••••• G••••• I••••••••• P•••••••• L• ADV: Private Equity Fund | Growth fund | unknown | $51.5M as of Mar 29, 2024 | no Form D | Unknown |
Team
4 current, 1 former
Managing partner (1)
- J•••••• P•••• G•••••• · Managing Member, President, Secretary And Treasurer · since Jun 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- P•••• R•••••• O••••••••• · Member · since Jun 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• M•••••• H••••• · Member · since Mar 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- M•••• A••• H••••••• · Chief Compliance Officer · since Oct 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- C•••• M•••••• C••••••• · Chief Financial Officer / Chief Compliance Officer · Oct 1, 2017 to Mar 29, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- I••• C••••••• L•• 1 shared · one time · last Jan 1, 2015
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Oct 29, 2014••• Locked
Across the graphs
N••••••• P•••••• G••••• I••••••••• A•••••••• L•• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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