DFX Intelligence
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N••• P•••••••• L•
Growth equityClassification probableMiddle marketSEC registered investment adviser· San Diego, CA
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $3.8B
- PE fund assets
- $3.8B
- PE funds
- 8
- Investments held
- 7 of 7
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
What matters now
- +4funds on Form ADV
Private equity funds on its Form ADV went from 4 to 8 (+4).
New vehicles are a new flagship's feeders, parallels and co-invest sleeves being stood up: capacity arriving before the capital is announced.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisGrowth equity · 2 in historyShowHide
- Class
- Growth equityprobable, confidence 70%
- Basis
- 2 of 4 private equity vehicles are named growth
- Size band
- Middle marketdefined by: proxy: $3.77bn Private Equity Fund GAV on the Form ADV filed 2026-05-15
- Strategies
- Growth equity
Classification history (2)
- Sep 23, 2026Growth equity (probable, 70%)2 of 4 private equity vehicles are named growth
- Sep 13, 2026Growth equity (probable, 70%)1 of 2 private equity vehicles are named growth
Regulatory footprint (Form ADV)RAUM $3.8B · 8 PE funds · filed May 15, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Feb 20, 2023 to May 15, 2026
- RAUM
- $3.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 8
- PE fund GAV, latest filing
- $3.8Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $3.8Bevery private fund type, latest filing
- 2024 PE fund GAV
- $3.8Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 8 funds, $3.8B reported gross assets
- Employees
- 20
- Headquarters
- San Diego, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour3 of 8 criteria stated · 7 observed dealsShowHide
Stated by the firm
- Sectors
- Industrials, energy, infrastructure
- Geography
- United States, Canada, Asia, North America
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- On record
- 7 companies, 7 holdings
- Most deals
- Industrial manufacturing (2 of 7, e.g. RMS Energy and Panelmatic), energy (1 of 7), tech enabled services (1 of 7) and 3 more
- Subsectors
- Energy (1 of 7), data processing hosting (1 of 7), electrical equipment (1 of 7), utility construction (1 of 7) and 3 more
- Deal roles
- 7 with role not stated
- Control
- 7 not stated
7 companies on the graph (0 transactions); most in industrial manufacturing (2); no dated observations
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
2 families, 8 vehicles on record
N••• P••••••• I• L• · 4 vehicles · vintage 2024$1.7B
- N••• P••••••• I• L• buyout or unlabelled$1.2B
- N••• P••••••• I• E•••••••• L• Growth fund$350M
- N••• P••••••• I••• L• Feeder or parallel$102M
- N••• P••••••• I••• L• Feeder or parallel$8.3M
N••• P••••••• I• L• · 4 vehicles · vintage 2022$2.1B
- N••• P••••••• I• L• buyout or unlabelled · 2022$1.4B
- N••• P••••••• I• E•••••••• L• Growth fund · 2023$529M
- N••• P••••••• I•• L• Feeder or parallel · 2023$122M
- N••• P••••••• I••• L• Feeder or parallel · 2022$7.4M
View all 8 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N••• P••••••• I• E•••••••• L• ADV: Private Equity Fund | Growth fund | 2023 Form D first sale | $529M as of May 15, 2026 | $111M | Early deployment | |
| N••• P••••••• I•• L• ADV: Private Equity Fund | Feeder or parallel | 2023 Form D first sale | $122M as of May 15, 2026 | $65.0M | Early deployment | |
| N••• P••••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 Form D first sale | $1.4B as of May 15, 2026 | $749M | Active deployment | |
| N••• P••••••• I••• L• ADV: Private Equity Fund | Feeder or parallel | 2022 Form D first sale | $7.4M as of May 15, 2026 | $3.9M | Active deployment | |
| N••• P••••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.2B as of May 15, 2026 | $0 | Unknown | |
| N••• P••••••• I• E•••••••• L• ADV: Private Equity Fund | Growth fund | unknown | $350M as of May 15, 2026 | $0 | Unknown | |
| N••• P••••••• I••• L• ADV: Private Equity Fund | Feeder or parallel | unknown | $102M as of May 15, 2026 | no Form D | Unknown | |
| N••• P••••••• I••• L• ADV: Private Equity Fund | Feeder or parallel | unknown | $8.3M as of May 15, 2026 | $0 | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: Investment organization websites (team, portfolio, strategy, criteria, news); SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
25 current, 0 former
- Senior Partner
- Managing Director
- Managing Director, Strategy & Research
- Managing Director
- Sole Member · since Aug 1, 2022
Full team · 25 peoplegrouped by role, with sources
Partner (5)
- B••• F•••• · Senior Partner · start date unknown Firm website
- F•••• C•••••• · Managing Director · start date unknown Firm website
- K•••• H•••• · Managing Director, Strategy & Research · start date unknown Firm website
- T••• B••••• · Managing Director · start date unknown Firm website
- P•••• J••••• J•••• · Sole Member · since Aug 1, 2022 Form ADV Firm website
Principal (1)
- N••• M••••• · Principal · start date unknown Firm website
Vice president (4)
- B•• B••••••• · Vice President · start date unknown Firm website
- H•••• S•••••• · Vice President · start date unknown Firm website
- S•••• G•••• · Vice President · start date unknown Firm website
- Z••• W•••• · Vice President · start date unknown Firm website
Associate (9)
- A••••• B•••••• · Associate · start date unknown Firm website
- A••••• K••••• · Associate · start date unknown Firm website
- B•• T•••••••• · Associate · start date unknown Firm website
- C•• P••• · Associate · start date unknown Firm website
- D••••• W••• · Associate · start date unknown Firm website
- K••••• P••••• · Associate · start date unknown Firm website
- M••••• P•••• · Associate · start date unknown Firm website
- P•••• R•••• · Associate · start date unknown Firm website
- T••••• R••••• · Associate · start date unknown Firm website
Business development (1)
- B••• B••••••• · Vice President, Business Development · start date unknown Firm website
Platform (5)
- D•••• S••••• · Managing Director, Portfolio Company Operations · start date unknown Firm website
- K••• M••••••• · Vice President, Portfolio Company Operations · start date unknown Firm website
- L••• H•• · Associate, Portfolio Company Operations · start date unknown Firm website
- C•••• A•••••••• M••••••• · Chief Compliance Officer And Chief Financial Officer · since Feb 1, 2024 Form ADV
- R•••••• L•••• B•••••• · Chief Operating Officer · since Sep 1, 2022 Form ADV
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 7 portfolio relationships and 0 transactions are on this record.
7 on record, newest first · 0 platforms · 0 add-ons
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| date unknown | F•••••• P•••• S•••••••• | Portfolio relationship | Role unknown | active | unknown | Fact DFX cross-reference |
| date unknown | P••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact DFX cross-reference |
| date unknown | M••• C•••• R••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact DFX cross-reference |
| date unknown | G•••••••• | Portfolio relationship | Role unknown | active | unknown | Fact DFX cross-reference |
| date unknown | R•• E••••• | Portfolio relationship | Role unknown | active | unknown | Fact DFX cross-reference |
All 7 dealsnewest first
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| date unknown | F•••••• P•••• S•••••••• | Portfolio relationship | Role unknown | active | unknown | Fact DFX cross-reference |
| date unknown | P••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact DFX cross-reference |
| date unknown | M••• C•••• R••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact DFX cross-reference |
| date unknown | G•••••••• | Portfolio relationship | Role unknown | active | unknown | Fact DFX cross-reference |
| date unknown | R•• E••••• | Portfolio relationship | Role unknown | active | unknown | Fact DFX cross-reference |
| date unknown | A•• | Portfolio relationship | Role unknown | active | unknown | Fact DFX cross-reference |
| date unknown | M•• | Portfolio relationship | Role unknown | active | unknown | Fact DFX cross-reference |
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- U•• S••••••••• L•• 5 shared · very strong · last Aug 13, 2024
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
N••• P•••••••• L• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: deals, last 12 months.