DFX Intelligence
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F•••• P••••••••• C•••••• M••••••••• L••
Private credit managerClassification probableLower middle marketSEC registered investment adviser· New York, NYf••••••.com
Private credit manager, running PRIVATE CREDIT, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $9.1M
- PE fund assets
- $9.1M
- PE funds
- 1
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- RAUM $9.1M
Classification
How this organization is classified, and on what basisPrivate credit manager · 1 in historyShowHide
- Class
- Private credit managerprobable, confidence 70%
- Basis
- R2: 2 of 3 private equity vehicles are named credit
- Size band
- Lower middle marketdefined by: proxy: $0.01bn Private Equity Fund GAV on the Form ADV filed 2023-04-05
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-1)R2: 2 of 3 private equity vehicles are named credit
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Apr 2, 2012 to Apr 5, 2023
- RAUM
- $9.1Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $9.1Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $9.1Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 33%
- Fund type mix
- filed 2023-04-05, latest gav Private Equity Fund $9.1M, latest counts Private Equity Fund 1, lifetime distinct Hedge Fund 1, Other Private Fund 5, Private Equity Fund 3
- Employees
- 8
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F•••• P••••••••• S••••••••• I••••• F••• I•• L•• ADV: Private Equity Fund | Credit fund | 2018 first reported on Form ADV | $9.1M as of Apr 5, 2023 | no Form D | Harvest | |
| F•••• P••••••••• S••••••••• I••••• F•••• L•• ADV: Private Equity Fund | Credit fund | 2013 first reported on Form ADV | $16.2M as of Mar 31, 2022 | no Form D | Wound down | |
| C••••• C•••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $28.4M as of Mar 31, 2022 | no Form D | Wound down |
Team
4 current, 15 former
Managing partner (1)
- E••••• A•• R•••• · Chief Executive Officer · since Mar 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- C••••• A••••••• · Managing Director · since Mar 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- K•••••• O•••••• · General Counsel · since Sep 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• K•••••• S••••••••• · Chief Compliance Officer · since Oct 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
15 former (kept with end dates)
- D•••••• A••• D••••••• · Chief Executive Officer/Chairman · Jan 1, 2004 to Sep 29, 2015 Inference
- J••• G••••• P•••••••• · Chief Executive Officer · Oct 1, 2019 to Apr 5, 2023 Inference
- R•••••• F•••••• D•••• · Chief Executive Officer · Sep 1, 2015 to Mar 29, 2018 Inference
- D•••• C••••••• H• · Managing Director/Member · Jul 1, 2008 to Sep 29, 2015 Inference
- M••• F••••••• L•••••••• · Managing Director/Member · Oct 1, 2005 to Sep 29, 2015 Inference
- M••• G•• A••••••••• · Chief Investment Officer · Sep 1, 2015 to Mar 31, 2022 Inference
- M•••••• J• B••• · Managing Director/Member · Oct 1, 2005 to Sep 29, 2015 Inference
- R••••• R•••••• L•••• · Managing Director/Member · Oct 1, 2005 to Sep 29, 2015 Inference
- S••••••• K••••••• · Managing Director/Member · Feb 1, 2012 to Sep 29, 2015 Inference
- D•••• P••••• B••••••• · Chief Compliance Officer · Mar 1, 2019 to Oct 14, 2020 Inference
- J•••• H• V•••••• · Chief Operating Officer/Member · Jan 1, 2004 to Sep 29, 2015 Inference
- J•••••• M• S•••••• · Chief Financial Officer · Mar 1, 2020 to Apr 5, 2023 Inference
- M•••••• J• B••• · Chief Operating Officer · Mar 1, 2018 to Mar 30, 2020 Inference
- S•••••• R••••••• M••••• · Chief Risk Officer · Sep 1, 2015 to Mar 30, 2020 Inference
- H••• C••• · Director Of Research/Member · Oct 1, 2005 to Sep 29, 2015 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Apr 2, 2012••• Locked
Across the graphs
F•••• P••••••••• C•••••• M••••••••• L•• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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