DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
Funds / Catena Capital LLC
Catena Capital LLC
Wound downbuyout or unlabelledADV: Private Equity FundFirst Principles Capital Management, LLCDelawareno longer reported
Amounts, each with its basis
- Vintage
- unknownno dated first sale, first report or announcement yet
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- unknownwhat may be sold, not what was raised
- Form D sold
- unknownno Form D on record
- First sale
- unknown
- Reported gross assets
- $28.4MForm ADV, as of Mar 31, 2022; not fund size, not dry powder
- Peak reported gross assets
- $29.6Mhighest year on the reporting tape
- Owners (ADV)
- 46
- Reported on ADV
- Apr 2, 2012 to Mar 31, 2022
- Structure
- standalone
- Fund of funds (ADV)
- no
Lifecycle
Wound down
rule: no longer reported on Form ADV while the adviser kept filingmodel: lc-pe-1gav path: 2015,29629482,2016,29628934,2017,29633790,2018,29631642,2019,28764517,2020,28725946,2021,28626175,2022,28421459as of year: $2,022reported years: 11first reported year: $2,012
Reported gross assets by year
11 annual rows
| Year | Filed | Type | Gross assets | Owners | Min. investment | Non-US owned | Source | |
|---|---|---|---|---|---|---|---|---|
| 2012 | Jul 3, 2012 | Private Equity Fund | $27.9M | 37 | $500,000 | 0% | adviserinfo.sec.gov | |
| 2013 | Mar 27, 2013 | Private Equity Fund | $27.9M | 37 | $500,000 | 0% | adviserinfo.sec.gov | |
| 2014 | May 20, 2014 | Private Equity Fund | $29.6M | 39 | $500,000 | 0% | adviserinfo.sec.gov | |
| 2015 | Oct 5, 2015 | Private Equity Fund | $29.6M | 39 | $500,000 | 0% | adviserinfo.sec.gov | |
| 2016 | Mar 31, 2016 | Private Equity Fund | $29.6M | 39 | $500,000 | 0% | adviserinfo.sec.gov | |
| 2017 | Mar 31, 2017 | Private Equity Fund | $29.6M | 45 | $500,000 | 0% | adviserinfo.sec.gov | |
| 2018 | Mar 29, 2018 | Private Equity Fund | $29.6M | 48 | $500,000 | 0% | adviserinfo.sec.gov | |
| 2019 | Nov 1, 2019 | Private Equity Fund | $28.8M | 48 | $500,000 | 0% | adviserinfo.sec.gov | |
| 2020 | Dec 17, 2020 | Private Equity Fund | $28.7M | 48 | $500,000 | 0% | adviserinfo.sec.gov | |
| 2021 | Nov 12, 2021 | Private Equity Fund | $28.6M | 45 | $500,000 | 0% | adviserinfo.sec.gov | |
| 2022 | Mar 31, 2022 | Private Equity Fund | $28.4M | 46 | $500,000 | 0% | adviserinfo.sec.gov |
Placement agents and principals
0 placement agents, 0 principals
No placement agent or principal collected for this fund yet. Both come from the related persons and sales compensation sections of Form D.
Limited partners
0 disclosed
No LP commitment to this fund collected yet. An LP appears only when a public disclosure names this fund.
Investments attributed to this fund
0
No investment attributed to this fund. A firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Events
2 most recent
- Apr 5, 2023Fund 805-2020879937 no longer reported on Form ADV by First Principles Capital Management, LLCFund no longer reported Inference SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Apr 2, 2012Catena Capital LLC first reported on Form ADV by First Principles Capital Management, LLC (Private Equity Fund), GAV $27,906,952Fund first reported on Form ADV Inference SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)