DFX Intelligence

Private Equity Intelligence

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Firms / A•••• C•••••• I••••••••• A••••••• L••

A•••• C•••••• I••••••••• A••••••• L••

CandidateunsizedNew York, NYSEC registered investment adviser

Classification

Class: Candidatecandidate, confidence 40%
Basis: R7: admitted on 2 Private Equity Fund(s) among 5 vehicles; no rule fired
Size band: unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later

Classification history (1)

Sep 13, 2026
Candidate (candidate, 40%, cls-pe-1)
R7: admitted on 2 Private Equity Fund(s) among 5 vehicles; no rule fired

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Apr 10, 2017 to Oct 10, 2024
RAUM: $19.5Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 0
PE fund GAV, latest filing: unknownreported gross assets (Form ADV), not fund size
All private fund GAV: $19.5Mevery private fund type, latest filing
2024 PE fund GAV: $664,948sum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 40%
Fund type mix: filed 2024-10-10, latest gav Venture Capital Fund $19.5M, latest counts Venture Capital Fund 1, lifetime distinct Real Estate Fund 2, Private Equity Fund 2, Venture Capital Fund 1
Employees: 1
Headquarters: New York, NY
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

2 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	GAV by year	Form D sold	Lifecycle
A••••••••• A• C••••••••• N••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$132,067 as of May 5, 2021		no Form D	Wound down
A•••• B••••••• P••••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$664,948 as of Mar 26, 2024		no Form D	Active deployment

Team

1 current, 0 former

Managing partner (1)

A•••• T•••• · Managing Member And Chief Compliance Officer · since Mar 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

1 relationships

Placement agents (1)

H••• W••• 1 shared · one time · last Jan 1, 2018

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

1 most recent

Apr 10, 2017
A•••• C•••••• I••••••••• A••••••• L•• first filed Form ADV in the extract (IA)
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness96 · HIGH: as of: 2026-09-21items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9555555555555556,"evidence":"8 method: sum of component points, capped at 1.0
model score-pe-1
Research priority25 · MODERATE: as of: 2026-09-21items: [{"code":"SCALE_BAND","points":0.05,"evidence":"UNSIZED"},{"code":"COMPLETENESS_method: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness42 · MODERATE: as of: 2026-09-21items: [{"code":"FIELDS_PRESENT","points":0.4166666666666667,"evidence":["funds","team"method: sum of component points, capped at 1.0
missing: website, description, portfolio, transactions, stated criteria, lenders, lps
model score-pe-1
Fund deployment activity35 · MODERATE: as of: 2026-09-21items: [{"code":"FUNDS_DEPLOYING","points":0.35,"caution":"deployment state is read fromethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Venture Capital Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: 8 days ago
Observations: 20
Sources: 2
Open research tasks: 2

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

A•••• C•••••• I••••••••• A••••••• L•• is the same institution as 3 records in Venture Capital, RIA and Wealth and Real Estate Funds.

Venture Capital1RIA and Wealth1Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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