DFX Intelligence
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E• C•••••• M••••••••• L•••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· New York, NY
Fund of funds, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $4.2B
- PE fund assets
- $229M
- PE funds
- 19
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Latest Form D May 29, 2025
- Graphs 4
- RAUM $4.2B
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- 19 of 19 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.23bn Private Equity Fund GAV on the Form ADV filed 2024-11-15
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%)19 of 19 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)RAUM $4.2B · 19 PE funds · filed Nov 15, 2024ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Feb 29, 2012 to Nov 15, 2024
- RAUM
- $4.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 19
- PE fund GAV, latest filing
- $229Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $4.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $178Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 59%
- Fund type mix
- Hedge fund: 9 funds, $3.9B reported gross assets, 10 ever reported
- Private equity fund: 19 funds, $229M reported gross assets, 20 ever reported
- Other private fund: 3 funds, $127M reported gross assets
- Venture capital fund: 1 fund, $329,519 reported gross assets
- Employees
- 49
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
17 families, 19 vehicles on record, 5 more on the reporting tape
E• A•• L••• • C•••• B• · 3 vehicles · vintage 2023$114M
- E• A•• L••• • C•••• B• Fund of funds · 2023$50.5M
- E• A•• L••• • C•••• a• Fund of funds · 2023$33.6M
- E• A•• L••• • C•••• C• Fund of funds · 2023$29.5M
E• T•• L••• • C•••• B• · 1 vehicle · vintage 2021$12.7M
- E• T•• L••• • C•••• B• Fund of funds · 2021$12.7M
A••••••••• F••• 2••• L••• · 1 vehicle · vintage 2008$23.1M
- A••••••••• F••• 2••• L••• Fund of funds · 2008$23.1M
R••• E••••• A••••••••• F••• T•••• L••• · 1 vehicle$13.7M
- R••• E••••• A••••••••• F••• T•••• L••• Fund of funds$13.7M
A••••••••• F••• 2••• L••• · 1 vehicle · vintage 2007$4.5M
- A••••••••• F••• 2••• L••• Fund of funds · 2007$4.5M
12 smaller families are in the full list of vehicles.
View all 19 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| E• A•• L••• • C•••• B• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $50.5M as of Jun 8, 2026 | no Form D | Active deployment | |
| E• A•• L••• • C•••• a• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $33.6M as of Jun 8, 2026 | no Form D | Active deployment | |
| E• A•• L••• • C•••• C• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $29.5M as of Jun 8, 2026 | no Form D | Active deployment | |
| E• T•• L••• • C•••• B• ADV: Private Equity Fund | Fund of funds | 2021 Form D first sale | $12.7M as of Jun 8, 2026 | $21.2M | Harvest | |
| A••••••••• F••• 2••• L••• ADV: Private Equity Fund | Fund of funds | 2008 year in the fund name | $23.1M as of Nov 15, 2024 | no Form D | Mature | |
| A••••••••• F••• 2••• L••• ADV: Private Equity Fund | Fund of funds | 2007 year in the fund name | $4.5M as of Jun 8, 2026 | no Form D | Harvest | |
| A••••••••• F••• 2••• L••• ADV: Private Equity Fund | Fund of funds | 2006 year in the fund name | $568,106 as of Nov 15, 2024 | no Form D | Harvest | |
| R••• E••••• A••••••••• F••• T•••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $13.7M as of Nov 15, 2024 | no Form D | Harvest | |
| R••• E••••• A••••••••• F••• T•• L••• ADV: Private Equity Fund | Fund of funds | unknown | $3.3M as of Nov 15, 2024 | no Form D | Harvest | |
| O••••••• A••••••••• F••• T•• L••• ADV: Private Equity Fund | Fund of funds | unknown | $1.7M as of Nov 15, 2024 | no Form D | Unknown | |
| A••• A••••••••• F••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $1.3M as of Nov 15, 2024 | no Form D | Harvest | |
| A••••••••• F••• F••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $1.0M as of Nov 15, 2024 | no Form D | Harvest | |
| A••••••••• F••• F••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $959,642 as of Nov 15, 2024 | no Form D | Harvest | |
| O••••••• A••••••••• F••• F••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $857,659 as of Nov 15, 2024 | no Form D | Harvest | |
| R••• E••••• A••••••••• F••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $442,197 as of Nov 15, 2024 | no Form D | Harvest | |
| V•••••• F••• L••• ADV: Venture• C•••••• Fund | Fund of funds | unknown | $329,519 as of Nov 15, 2024 | no Form D | Harvest | |
| A••••••••• F••• T•••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $256,209 as of Nov 15, 2024 | no Form D | Harvest | |
| O••••••• A••••••••• F••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $187,765 as of Mar 10, 2022 | no Form D | Wound down | |
| O••••••• A••••••••• F••• T•••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $98,679 as of Nov 15, 2024 | no Form D | Harvest |
Gross assets by year from the annual reporting tape5 more funds, not yet on the fund tableShowHide
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| D••••• L•••••• F••• T•••• L••• | Other Private Fund | 2022 to 2024 | $87.8M filed Nov 15, 2024 | adviserinfo.sec.gov | |
| E••••• O••••••••• F••• L••• | Private Equity Fund | 2019 to 2024 | $43.5M filed Nov 15, 2024 | adviserinfo.sec.gov | |
| D••••• L•••••• F••• T•• L••• | Other Private Fund | 2022 to 2024 | $37.9M filed Nov 15, 2024 | adviserinfo.sec.gov | |
| A••••••••• F••• 2••• L••• | Private Equity Fund | 2016 to 2024 | $21.6M filed Nov 15, 2024 | adviserinfo.sec.gov | |
| L• • D••••• L•••••• F•••• L••• | Other Private Fund | 2016 to 2024 | $1.3M filed Nov 15, 2024 | adviserinfo.sec.gov |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
10 current, 4 former
- Limited Partner · since May 1, 2013
- Limited Partner · since May 1, 2013
- Limited Partner · since Jan 1, 2015
- Limited Partner · since May 1, 2013
- Limited Partner · since Jun 1, 2001
Full team · 10 peoplegrouped by role, with sources
Partner (7)
- A•• G••• B••••••••• · Limited Partner · since May 1, 2013 Form ADV
- A••••• S•••••• · Limited Partner · since May 1, 2013 Form ADV
- H••••• W•••• M••••• · Limited Partner · since Jan 1, 2015 Form ADV
- J••• B••• E••••••••• · Limited Partner · since May 1, 2013 Form ADV
- J••• S•••••• E••••••••• · Limited Partner · since Jun 1, 2001 Form ADV
- P•••••• J•••• C•••••• S••• · Limited Partner · since May 1, 2013 Form ADV
- S•••••• B•••• E••••••••• · Limited Partner · since May 1, 2013 Form ADV
Platform (3)
- B•••• B•••••• R•••••••• · Chief Compliance Officer · since Aug 1, 2024 Form ADV
- M•••••• C••• F••••• · Chief Financial Officer · since Sep 1, 2010 Form ADV
- S••••• W•••••• D••••••• · Chief Operating Officer · since Jan 1, 2011 Form ADV
4 former (kept with end dates)
- K••• D•••• · Limited Partner · Jan 1, 2015 to Oct 23, 2023 Inference
- R•••• A••• G•••••• · Member · Dec 1, 2000 to Feb 6, 2013 Inference
- A•••• L•••• · Chief Compliance Officer · Jun 1, 2022 to Aug 21, 2024 Inference
- T••••• M•••• B•••• · General Counsel And Chief Compliance Officer · Jan 1, 2008 to Mar 10, 2022 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
E• C•••••• M••••••••• L••• is the same institution as 4 records in Venture Capital, RIA and Wealth, Private Credit and Allocators.
Venture Capital1RIA and Wealth1Private Credit1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.