DFX Intelligence
Private Equity Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firms / L••••• C•••••• M••••••••• L••
L••••• C•••••• M••••••••• L••
Venture firm with private equity activity · probableunsizedSan Francisco, CAl•••••••.comSEC registered investment adviser
Classification
- Class
- Venture firm with private equity activityprobable, confidence 70%
- Basis
- R3: 1 sworn Venture Capital Funds against 0 Private Equity Funds over 2011-2024
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Venture firm with private equity activity (probable, 70%, cls-pe-1)R3: 1 sworn Venture Capital Funds against 0 Private Equity Funds over 2011-2024
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Mar 28, 2024
- RAUM
- $1.0Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $116Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 0%
- Fund type mix
- filed 2024-03-28, latest gav Other Private Fund $116M, latest counts Other Private Fund 1, lifetime distinct Other Private Fund 5, Venture Capital Fund 1
- Employees
- 6
- Headquarters
- San Francisco, CA
- Office address
- 111 PINE STREET, SUITE #1700, San Francisco, CA, 94111
- Business phone
- 415-821-8585
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| E•• P••••• E••••• E••••••• M•••••• I• L• ADV: Other Private Fund | buyout or unlabelled | unknown | $91.2M as of Apr 29, 2016 | no Form D | Wound down | |
| L••••• C•••••• M••••••••• I••••••••• L•• ADV: Other Private Fund | buyout or unlabelled | unknown | $1.8M as of Aug 16, 2023 | no Form D | Harvest |
Team
4 current, 17 former
Managing partner (1)
- V••••• L•••• H•••• · President, Chief Executive Officer, Cco · since Apr 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- D•••• D• T•••••••• · Principal, Chief Investment Strategist · since Mar 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (1)
- W•••••• M• S••••• · W•••••• M• S••••• is a Vice President and Director of Portfolio Administration at L••••• C•••••• M••••••••• L••. · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Board or advisory (1)
- K•••• L••• H•••• · Trustee · since Oct 1, 1999 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
17 former (kept with end dates)
- T••••• W•••••••• · Trustee · Dec 1, 2006 to Jul 14, 2015 Inference
- W•••••• A••••• N••••• · Trustee · Dec 1, 2006 to Jul 14, 2015 Inference
- W•••••• P•••••• · Trustee · Dec 1, 2006 to Jul 14, 2015 Inference
- R••••• L•• L••••••• · Chief Executive Officer · Jan 1, 2009 to Jul 14, 2015 Inference
- A••• S••• L••••• · Limited Partner Outside Of The Firm · Aug 1, 2015 to Mar 23, 2021 Inference
- A••••• B•••• L•••••• · Elected Member · May 1, 2003 to Aug 10, 2015 Inference
- C••••••••• J••• D••• · Elected Member · Jan 1, 2010 to Aug 10, 2015 Inference
- E••• C••• P•••••• · Member · Jun 1, 2023 to Mar 28, 2024 Inference
- G••••• P•••• G•••• · Member · Aug 1, 2001 to Jul 14, 2015 Inference
- J••• A••••• B•••••••• · Elected Member · May 1, 2003 to Aug 10, 2015 Inference
- J••• P••••• F••••••• · Elected Member · May 1, 2012 to Aug 10, 2015 Inference
- T•••••• M•••••• B••• · Member · Jan 1, 2022 to Mar 28, 2024 Inference
- W•••••• J••• K•••• · Elected Member · Apr 1, 2011 to Aug 10, 2015 Inference
- L••••• M••••••••• · Svp, Chief Compliance Officer, Legal Counsel & Secretary · Mar 1, 2012 to Aug 10, 2015 Inference
- A••• A••••• S•••••••• · Director · Mar 1, 2012 to Apr 1, 2013 Inference
- A••• J• K•••••• · Director · Mar 1, 2007 to Aug 10, 2015 Inference
- N••••• E•••••••• M•••• · Director · Nov 1, 2012 to Aug 10, 2015 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 29, 2012L••••• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
L••••• C•••••• M••••••••• L•• is the same institution as 2 records in Venture Capital and RIA and Wealth.
Venture Capital1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…