DFX Intelligence
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C••• P••• C•••••• L••
Family office direct investorClassification probableLower middle marketSEC registered investment adviser· Greenwich, CT
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $490M
- PE fund assets
- $257M
- PE funds
- 2
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
What matters now
- Form Dnew offering
Filed a Form D on 30 Jul 2026, the first public sign that a vehicle is taking commitments.
A vehicle in market is when LPs and placement agents can still get in.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisFamily office direct investor · 2 in historyShowHide
- Class
- Family office direct investorprobable, confidence 70%
- Basis
- Same CRD as a CONFIRMED_MFO on the family office graph
- Size band
- Lower middle marketdefined by: proxy: $0.26bn Private Equity Fund GAV on the Form ADV filed 2026-03-26
Classification history (2)
- Sep 23, 2026Family office direct investor (probable, 70%)Same CRD as a CONFIRMED_MFO on the family office graph
- Sep 13, 2026Fund of funds (probable, 75%)2 of 2 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)RAUM $490M · 2 PE funds · filed Mar 26, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 21, 2012 to Mar 26, 2026
- RAUM
- $490Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $257Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $341Mevery private fund type, latest filing
- 2024 PE fund GAV
- $257Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 50%
- Fund type mix
- Private equity fund: 2 funds, $257M reported gross assets
- Hedge fund: 1 fund, $83.8M reported gross assets, 2 ever reported
- Employees
- 7
- Headquarters
- Greenwich, CT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour2 of 8 criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- Technology
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
3 families, 4 vehicles on record
M•••• T•••• · 1 vehicle · vintage 2022$257M
- M•••• T•••• Fund of funds · 2022$257M
M••••••• S•• T•••• 2• · 1 vehicle · vintage 2017$0
- M••••••• S•• T•••• 2• Fund of funds · 2017$0
B•••••• P••••••• I••• L• · 2 vehicles · vintage 2026no GAV reported
- B•••••• P••••••• I••••• L• Feeder or parallel
- B•••••• P••••••• I••• L• buyout or unlabelled
View all 4 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| M•••• T•••• ADV: Private Equity Fund | Fund of funds | 2022 first reported on Form ADV | $257M as of Mar 26, 2026 | no Form D | Active deployment | |
| M••••••• S•• T•••• 2• ADV: Private Equity Fund | Fund of funds | 2017 first reported on Form ADV | $0 as of Mar 26, 2026 | no Form D | Unknown | |
| B•••••• P••••••• I••••• L• | Feeder or parallel | unknown | unknown | no reporting | $0 | Fundraising |
| B•••••• P••••••• I••• L• | buyout or unlabelled | unknown | unknown | no reporting | $0 | Fundraising |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
3 current, 0 former
- President And Member · since Dec 1, 2004
- Chief Compliance Officer · since Jun 1, 2006
- Trustee · since Dec 1, 2004
Full team · 3 peoplegrouped by role, with sources
Managing partner (1)
- E••••••• K••••• · President And Member · since Dec 1, 2004 Form ADV
Board or advisory (1)
- Y••• M••• K••••• · Trustee · since Dec 1, 2004 Form ADV
Platform (1)
- P•••••• N•••••• · Chief Compliance Officer · since Jun 1, 2006 Form ADV
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- W•••••• B•••• • C•••••• L••••• 2 shared · recurring · last Jul 30, 2026
- R••• P••••••• ••••••••• L•• 2 shared · recurring · last Jul 30, 2026
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 21, 2012••• Locked
Across the graphs
C••• P••• C•••••• L•• is the same institution as 3 records in Family Offices, Independent Sponsors and RIA and Wealth.
Family Offices1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.