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R•••• A••••••••• I••••••••• L•••

Hybrid managerClassification probableunsized· Chattanooga, TN

••• Locked

Regulatory AUM
Not applicable
PE fund assets
Not applicable
PE funds
Not applicable
Investments held
9 of 18
DFX transaction tape
Deals, last 12 months
4
DFX transaction tape
As of · identity and classification; each section below carries its own date
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShow
Class
Hybrid managerprobable, confidence 65%
Basis
R4: Private Equity Funds are 0 of 1 distinct vehicles; hedge, securitized or liquidity vehicles 0
Size band
unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
  1. Sep 14, 2026
    Hybrid manager (probable, 65%, cls-pe-2)
    R4: Private Equity Funds are 0 of 1 distinct vehicles; hedge, securitized or liquidity vehicles 0
Regulatory footprint (Form ADV)
Adviser type
unknown
Form ADV filings
unknown
RAUM
unknownregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
unknown
PE fund GAV, latest filing
unknownreported gross assets (Form ADV), not fund size
All private fund GAV
unknownevery private fund type, latest filing
2024 PE fund GAV
unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
unknown
Employees
unknown
Stated criteria beside observed behaviour
18 observed deals
Stated by the firm
Sectors
not stated or not yet read
Geography
not stated or not yet read
Revenue
$15.0M to $100M
EBITDA
$3.0M to $12.0M
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
not stated or not yet read
Observed from deals on record
roles
add on 2, unknown 7, platform 9
period
to 2026-08-31, from 2012-02-09, undated holdings 7, dated observations 22
window
last 2026-08-31, first 2012-02-09
control
control 10, unknown 8
companies
18
geography
count 2, share 0.111, value PA, count 1, share 0.056, value TN, count 1, share 0.056, value OK, count 1, share 0.056, value AZ, count 1, share 0.056, value MO, count 1, share 0.056, value OH
investments
18
seller kinds
transactions
11
cadence by year
2012 platforms 2, 2014 platforms 1, 2016 platforms 1, 2021 platforms 1, 2022 add ons 1, 2023 platforms 1, 2026 add ons 1, platforms 3
platform add on
add ons 2, platforms 9, add ons per platform 0.22
sector known for
7
disclosed value usd
n 0
sector distribution
count 5, share 0.278, value industrial manufacturing, examples Pelco, LEM Products, Inc., Horsepower Automotive Group, Rose City Printing and Packaging, count 2, share 0.111, value specialty distribution, examples Roscoe Medical, Caster Connection, LLC
holding period years
n 2, median 3.8
repeat counterparties
role lender, shared 2, entity id 361598bb-3b61-46c2-8ca6-cf6fc28ffe3c, role buy side adviser, shared 2, entity id 518b747b-9ab8-44db-9ac4-9fbc3cddd863
subsector distribution
count 1, share 0.056, value misc durable wholesale, examples Roscoe Medical, count 1, share 0.056, value miscellaneous manufacturing, examples LEM Products, Inc., count 1, share 0.056, value transportation equipment, examples Horsepower Automotive Group, count 1, share 0.056, value printing, examples Rose City Printing and Packaging, count 1, share 0.056, value plastics rubber products, examples Lucent Polymers, count 1, share 0.056, value motor vehicle parts wholesale, examples Caster Connection, LLC

18 companies on the graph (11 transactions); most in industrial manufacturing (5); 9 platforms and 2 add-ons; median observed hold 3.8 years (n=2); observed 2012 to 2026

Funds
0 on record
No fund collected for this firm yet. Funds arrive from Form ADV Schedule D 7.B.(1) and Form D filings.
Team
5 current, 0 former
Portfolio
18 relationships, 9 platforms, 2 add-ons
CompanyRoleStatusInvestedHeldPartnerSource
D•••••• W••••• I•••PlatformactiveAug 18, 2026
transaction announcement
1 monthsK•• T•••• (confirmed)Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
U••••• S••••••Add-onactiveJul 30, 2026
transaction announcement
2 monthsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
H••••••••• A••••••••• G••••PlatformactiveJul 8, 2026
transaction announcement
3 monthsB•••• L•••• (confirmed)Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
C••••• C••••••••• L••PlatformunknownJan 10, 2023
transaction announcement
3.7 yearsunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
L•• P•••••••• I•••Add-onactiveJan 7, 2022
transaction announcement
4.7 yearsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
P••••Platformexited
exited Jul 30, 2026
Feb 15, 2021
transaction announcement
5.5 yearsunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
C•• M••••••• I•••PlatformactiveApr 1, 2016
transaction announcement
10.5 yearsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
P•••••••••PlatformactiveMay 16, 2014
transaction announcement
12.4 yearsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
R••• C••• P••••••• a•• P••••••••Role unknownexited
exited Jan 2, 2015
Dec 11, 2012
transaction announcement
2.1 yearsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
I•••••••••PlatformactiveFeb 29, 2012
transaction announcement
14.6 yearsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
C•••••• S••••••••• I•••PlatformactiveFeb 9, 2012
transaction announcement
14.6 yearsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
A••• A•• E•••••• I•••Role unknownexited
exited Sep 29, 2016
unknownunknownunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
C••• M••••••••• S•••••••• H••••••Role unknownexited
exited Oct 31, 2014
unknownunknownunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
C••••••• I••Role unknownexited
exited May 9, 2011
unknownunknownunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
I•• H•••••• C••••Role unknownexited
exited Feb 18, 2016
unknownunknownunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
L••••• P•••••••Role unknownexited
exited Dec 6, 2013
unknownunknownunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
R••••• M••••••Role unknownexited
exited Jul 19, 2013
unknownunknownunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
T•••••• S••••••••PlatformactiveunknownunknownunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Transactions
18 on record
DateTypeTargetThis firm’s roleSource
Aug 31, 2026Platform acquisitionH••••••••• A••••••••• G••••Sponsorabacusfinance.com
Aug 18, 2026Platform acquisitionD•••••• W••••• I•••Sponsor (confirmed)prnewswire.com
Jul 30, 2026Add-on acquisitionU••••• S••••••Sponsor (confirmed)tridentproducts.com
Jul 8, 2026Platform acquisitionH••••••••• A••••••••• G••••Sponsor (confirmed)prnewswire.com
Jan 10, 2023Platform acquisitionC••••• C••••••••• L••Sponsorabacusfinance.com
Jan 7, 2022Add-on acquisitionL•• P•••••••• I•••Sponsor (confirmed)tridentproducts.com
Feb 15, 2021Platform acquisitionP••••Sponsornorthstarcapital.com
Sep 29, 2016Exit to a strategic buyerA••• A•• E•••••• I•••Seller (confirmed)r•••••••••.com
Apr 1, 2016Platform acquisitionC•• M••••••• I•••Sponsor (confirmed)r•••••••••.com
Feb 18, 2016Exit to a strategic buyerI•• H•••••• C••••Seller (confirmed)r•••••••••.com
Jan 2, 2015Exit to a strategic buyerR••• C••• P••••••• a•• P••••••••Seller (confirmed)r•••••••••.com
Oct 31, 2014Exit to a strategic buyerC••• M••••••••• S•••••••• H••••••Seller (confirmed)r•••••••••.com
May 16, 2014Platform acquisitionP•••••••••Sponsor (confirmed)r•••••••••.com
Dec 6, 2013Exit to a strategic buyerL••••• P•••••••Seller (confirmed)r•••••••••.com
Jul 19, 2013Exit to a strategic buyerR••••• M••••••Seller (confirmed)r•••••••••.com
Feb 29, 2012Platform acquisitionI•••••••••Sponsor (confirmed)r•••••••••.com
Feb 9, 2012Platform acquisitionC•••••• S••••••••• I•••Sponsor (confirmed)r•••••••••.com
May 9, 2011Exit to a strategic buyerC••••••• I••Seller (confirmed)r•••••••••.com
Placement agents, lenders, advisers and co-investors
8 relationships
Lenders (2)
  • A••••• F•••••• G•••• 2 shared · recurring · last Aug 31, 2026
  • G•• C•••••• P••••••• 1 shared · one time · last Jul 8, 2026
Financial advisers (4)
  • H•••••• • K••••• 2 shared · recurring · last Aug 18, 2026
  • P•••••••• P••••••• 1 shared · one time · last Jul 8, 2026
  • H••••••• M••••• S••••••• 1 shared · one time · last Jul 8, 2026
  • C••• L•• 1 shared · one time · last Jul 8, 2026
Co-investors (2)
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
60 most recent
  1. Sep 21, 2026
  2. Sep 3, 2026
    September 3, 2026 R•••• Associates Completes Sale of T•••••• to Align Capital Partners Read News
  3. Aug 18, 2026
    R•••• Associates Acquires D•••••• W••••
  4. Aug 17, 2026
    August 17, 2026 R•••• Associates Acquires D•••••• W•••• Read News
  5. Jul 30, 2026
    July 30, 2026 R•••• Associates Completes Sale of P•••• to Dominus Capital Read News
  6. Jul 8, 2026
    R•••• Associates Announces Acquisition of H••••••••• A••••••••• G••••
  7. Jul 7, 2026
    July 7, 2026 R•••• Associates Acquires H••••••••• A••••••••• G•••• Read News
  8. Mar 24, 2026
    March 24, 2026 The Rubber Group Acquires Diversified Plastics, Inc. Read News
  9. Feb 24, 2026
    February 24, 2026 R•••• Associates Completes Sale of SFG to Victor Capital Read News
  10. Feb 3, 2026
    February 3, 2026 Hoskin Group Acquires Westech Industrial Read News
  11. Jan 20, 2026
    January 20, 2026 Hoskin Group Acquires Davis Controls Read News
  12. Oct 22, 2025
    October 22, 2025 Seeking Add-on Acquisitions: JBC Technologies Read News
  13. Aug 12, 2025
    R•••• A••••••••• I••••••••• L••• reports 2 Private Equity Fund(s) on its current Form ADV (Approved); not in the 2011-2024 extract
  14. Feb 7, 2025
    February 7, 2025 P•••• P••••••• Acquires PedSafety, Expanding Traffic Safety Innovation Portfolio Read News
  15. Nov 15, 2024
    November 15, 2024 ID Label is R•••• Associates’ Third Platform Investment of 2024 Read News
  16. Oct 3, 2024
    October 3, 2024 P•••• Acquires Component P•••••••, Inc. to Expand Traffic Safety Leadership Position Read News
  17. Sep 19, 2024
    September 19, 2024 Hoskin Acquires Measur Read News
  18. Aug 2, 2024
    August 2, 2024 R•••• Associates Acquires Minerva Read News
  19. Jul 15, 2024
    July 15, 2024 New Principal Joins R•••• Associates Read News
  20. Apr 19, 2024
    April 19, 2024 R•••• Associates Acquires Dollamur Sport Surfaces Read News
  21. Mar 1, 2024
    March 1, 2024 The Rubber Group Acquires SRRP and Team P••••••• Read News
  22. Dec 15, 2023
    December 15, 2023 The Rubber Group Acquires Cooper P••••••• Read News
  23. Sep 29, 2023
    September 29, 2023 Hoskin Scientific Acquires Durham Instruments Read News
  24. Apr 3, 2023
    April 3, 2023 Yale Cordage Acquires I&I Sling / Slingmax Read News
  25. Feb 20, 2023
    February 20, 2023 R•••• Welcomes New Investment Team Associate Read News
  26. Dec 19, 2022
    December 19, 2022 R•••• Associates Acquires C••••• C••••••••• Read News
  27. Nov 30, 2022
    November 30, 2022 P•••• Acquires TraffiCalm to Create Traffic Safety Leader Read News
  28. Jul 15, 2022
    July 15, 2022 R•••• Associates Acquires The Rubber Group Read News
  29. Jun 21, 2022
    June 21, 2022 Double E is Sold to Industrial Growth Partners Read News
  30. Jun 17, 2022
    June 17, 2022 P•••• P••••••• Inc. Acquires Novax Industries Corporation Read News
  31. Jun 2, 2022
    June 2, 2022 Double E Acquires Daven Read News
  32. May 3, 2022
    May 3, 2022 Mark Jones Highlighted in Middle Market Growth Magazine’s 2022 Business Development Report Read News
  33. Mar 31, 2022
    March 31, 2022 JBC Acquires HST Materials Read News
  34. Mar 22, 2022
    March 22, 2022 TopDown is Sold to Valesco Industries Read News
  35. Dec 30, 2021
    December 30, 2021 R•••• Associates Acquires Hoskin Scientific Read News
  36. Dec 17, 2021
    December 17, 2021 T•••••• Acquires L•• P••••••• Read News
  37. Dec 7, 2021
    December 7, 2021 JBC Acquires Die Cut Technologies Read News
  38. Oct 5, 2021
    October 5, 2021 R•••• Associates Named to Inc.’s 2021 List of Founder-Friendly Investors Read News
  39. May 12, 2021
    May 12, 2021 Quikserv Acquires U.S. Bullet Proofing Read News
  40. Apr 30, 2021
    April 30, 2021 Wheat Montana is Sold to Tilia Holdings Read News
  41. Mar 29, 2021
    March 29, 2021 Presco P••••••• Acquires Rhino Markers Read News
  42. Mar 16, 2021
    March 16, 2021 Weaver Leather is Sold to Blue Point Capital Read News
  43. Feb 17, 2021
    February 17, 2021 P•••• P••••••• Joins R•••• Associates’ Portfolio Read News
  44. Jan 19, 2021
    January 19, 2021 Presco P••••••• Acquires William Frick & Company Read News
  45. Jul 31, 2020
    July 31, 2020 R•••• Associates Acquires Yale Cordage Read News
  46. Dec 20, 2019
    December 20, 2019 Presco P••••••• Acquires Pro-Line Safety P••••••• Read News
  47. Oct 10, 2019
    October 10, 2019 R•••• Welcomes New Investment Team Associate Read News
  48. Sep 20, 2019
    September 20, 2019 Double E Acquires Schlumpf Read News
  49. Feb 1, 2019
    February 1, 2019 R•••• Associates Acquires Presco P••••••• Read News
  50. Oct 26, 2018
    October 26, 2018 Quikserv Corp. Acquires Easi-Serv P••••••• Read News
  51. Jul 16, 2018
    July 16, 2018 R•••• Adds New Associate to Investment Team Read News
  52. May 14, 2018
    May 14, 2018 R•••• Associates Acquires GAHH A••••••••• Read News
  53. Mar 23, 2018
    March 23, 2018 R•••• Associates Acquires Quikserv Read News
  54. Mar 14, 2018
    March 14, 2018 Double E Acquires Convertech Read News
  55. Feb 26, 2018
    February 26, 2018 Action Fabricators is Sold to Boyd Corporation Read News
  56. Sep 5, 2017
    September 5, 2017 Weaver Leather Acquires Troxel Cycling & Fitness Read News
  57. Jun 30, 2017
    June 30, 2017 R•••• Associates Acquires Premier Parking Read News
  58. Jun 30, 2017
    June 30, 2017 Action Fabricators Acquires George M•••••• Read News
  59. Jun 1, 2017
    June 1, 2017 Investment Team Expands with New Associate Read News
  60. May 31, 2017
    May 31, 2017 R•••• Associates Acquires Double E Holding Corp. Read News
Across the graphs

R•••• A••••••••• I••••••••• L••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.

Independent Sponsors1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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