DFX Intelligence
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F•••• I••••••••• A••••••• L•
Buyout firmClassification probableLower middle marketSEC registered investment adviser· New York, NYf••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $544M
- PE fund assets
- $544M
- PE funds
- 7
- Investments held
- 40 of 41
- Deals, last 12 months
- 0
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $5.0M to $30.0MControl control
- Graphs 3
- Placement agents 1
Classification
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Lower middle marketdefined by: proxy: $0.42bn Private Equity Fund GAV on the Form ADV filed 2024-05-13
Classification history (2)
- Sep 18, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 5 of 5 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 8, 2013 to Mar 31, 2026
- RAUM
- $544Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 7
- PE fund GAV, latest filing
- $544Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $544Mevery private fund type, latest filing
- 2024 PE fund GAV
- $544Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2026-03-31, latest gav Private Equity Fund $544M, latest counts Private Equity Fund 7, lifetime distinct Private Equity Fund 7
- Employees
- 3
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
41 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- $5.0M to $30.0M
- Control
- control
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 40, platform 1
- period
- to 2020-01-01, from 2015-11-24, undated holdings 39, dated observations 3
- window
- last 2015-11-24, first 2015-11-24
- control
- control 1, unknown 40
- companies
- 41
- geography
- count 1, share 0.024, value NY, count 1, share 0.024, value AR
- investments
- 41
- seller kinds
- transactions
- 1
- cadence by year
- 2015 platforms 1
- platform add on
- add ons 0, platforms 1, add ons per platform unknown
- sector known for
- 16
- disclosed value usd
- n 0
- sector distribution
- count 4, share 0.098, value industrial manufacturing, examples gChem, Innophos, Delphon Industries, Primo Brands Corporation, count 3, share 0.073, value specialty distribution, examples Airxcel, Wolf-Gordon Inc, PAK Quality Foods, count 3, share 0.073, value software, examples Ministry Brands, Syndigo, Ever.Ag, count 2, share 0.049, value consumer services, examples BrightView, 24 Hour Fitness, count 1, share 0.024, value aerospace defense, examples AIM Aerospace, count 1, share 0.024, value industrial services, examples Guardian Fire Protection, count 1, share 0.024, value transportation logistics, examples Lignetics, count 1, share 0.024, value business services, examples Museum of Illusions
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 2, share 0.049, value chemical manufacturing, examples gChem, Innophos, count 2, share 0.049, value misc durable wholesale, examples Airxcel, Wolf-Gordon Inc, count 2, share 0.049, value software, examples Ministry Brands, Ever.Ag, count 1, share 0.024, value landscaping, examples BrightView, count 1, share 0.024, value aerospace defense, examples AIM Aerospace, count 1, share 0.024, value grocery wholesale, examples PAK Quality Foods, count 1, share 0.024, value security fire life safety systems, examples Guardian Fire Protection, count 1, share 0.024, value general freight trucking, examples Lignetics
41 companies on the graph (1 transactions); most in industrial manufacturing (4); 1 platforms and 0 add-ons; observed 2015 to 2020
Funds
5 on record, 2 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F•••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $24.3M as of May 13, 2024 | no Form D | Early deployment | |
| N••••• P•••••• C••••••••• F••• I•• L••• • 2••• S••••• ADV: Private Equity Fund | Co-investment vehicle | 2020 year in the fund name | $128M as of May 13, 2024 | no Form D | Early deployment | |
| F•••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $72.2M as of May 13, 2024 | no Form D | Unknown | |
| N••••• P•••••• C••••••••• F•••• L••• • 2••• S••••• ADV: Private Equity Fund | Co-investment vehicle | 2016 year in the fund name | $192M as of May 13, 2024 | no Form D | Unknown | |
| N••••• P•••••• C••••••••• F•••• L••• ADV: Private Equity Fund | Co-investment vehicle | 2013 first reported on Form ADV | $5.5M as of May 13, 2024 | no Form D | Harvest |
Gross assets by year from the annual reporting tapeAbout the reporting tapeThese funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| N••••• P•••••• C••••••••• F••• I•• L••• • 2••• S••••• | Private Equity Fund | 2026 to 2026 | $127M filed Mar 31, 2026 | reports.adviserinfo.sec.gov | |
| F•••• M•• C•••••••• L•• | Private Equity Fund | 2026 to 2026 | $0 filed Mar 31, 2026 | reports.adviserinfo.sec.gov |
Team
5 current, 0 former
Managing partner (2)
- R••••• S••••• A•••• · Managing Partner, Chief Compliance Officer · since Feb 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• S••••• A•••• · Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (1)
- D•••••• A••••• K•••• · Partner (Officer) · since Sep 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (1)
- J•••• N•••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (1)
- D•• H•••••• · B••••••• Development & Origination · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
41 relationships, 1 platforms, 0 add-ons
Transactions
4 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jan 8, 2026 | Type not stated | F•••• I••••••••• A••••••• L• | Target (confirmed) | f••••••.com |
| Sep 28, 2023 | Minority investment | F•••• I••••••••• A••••••• L• | Target (confirmed) | f••••••.com |
| Jan 11, 2018 | Exit to a strategic buyer | D•••••• I••••••••• | Seller (confirmed) | f••••••.com |
| Nov 24, 2015 | Platform acquisition | c••••••••• | Sponsor (confirmed) | f••••••.com |
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M•• S••••••••• L•• 1 shared · one time · last Jan 1, 2023
LP commitments
1 disclosed
- N•• Y••• S•••• C••••• R••••••••• F••• in N••••• P•••••• C••••••••• F•••• L••• $250M osc.ny.gov
Events
20 most recent
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Mar 31, 2026••• Locked
- Jan 8, 2026••• Locked
- Sep 28, 2023••• LockedTransaction announcedFactD•••••• E•••••Press release wires (PR Newswire, GlobeNewswire, B••••••• Wire public pages and RSS)
- Jan 11, 2018
- Nov 24, 2015••• Locked
- Feb 8, 2013••• Locked
Across the graphs
F•••• I••••••••• A••••••• L• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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