DFX Intelligence
Private Equity Intelligence
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Firms / C•• A••••••• ••••• I•••
C•• A••••••• ••••• I•••
Venture firm with private equity activity · probableunsizedNew York, NYc••.comSEC registered investment adviser
Classification
- Class
- Venture firm with private equity activityprobable, confidence 70%
- Basis
- R1c: the venture graph classifies the same adviser CORPORATE_VENTURE
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (2)
- Sep 13, 2026Venture firm with private equity activity (probable, 70%, cls-pe-2)R1c: the venture graph classifies the same adviser CORPORATE_VENTURE
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 14 of 14 distinct vehicles are sworn P•••••• E••••• Funds
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Dec 11, 2014 to Jul 30, 2024
- RAUM
- $15Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- unknownevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-07-30, latest gav , latest counts , lifetime distinct Private Equity Fund 14
- Employees
- 66
- Headquarters
- New York, NY
- Office address
- 712 FIFTH AVENUE, 43RD FLOOR, New York, NY, 10019
- Business phone
- +1 212 265 6222
Stated criteria beside observed behaviour
3 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 3
- period
- to unknown, from unknown, undated holdings 3, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 3
- companies
- 3
- geography
- investments
- 3
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
3 companies on the graph (0 transactions); no dated observations
Funds
7 on record, 6 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C•• E••••••• E••••• P••••••• T••••• •• L••• ADV: P•••••• E••••• Fund | Buyout fund | unknown | $6.2B as of Dec 11, 2014 | no Form D | Unknown | |
| C•• E••••••• E••••• P••••••• V• •• L••• ADV: P•••••• E••••• Fund | Buyout fund | unknown | $4.8B as of Dec 11, 2014 | no Form D | Mature | |
| C•• E••••••• E••••• P••••••• V• •• L••• ADV: P•••••• E••••• Fund | Buyout fund | unknown | $4.8B as of Dec 11, 2014 | no Form D | Mature | |
| C•• E••••••• E••••• P••••••• T••••• •• L••• ADV: P•••••• E••••• Fund | Buyout fund | unknown | $2.6B as of Dec 11, 2014 | no Form D | Unknown | |
| C•• E••••••• E••••• P••••••• I• •• L••• ADV: P•••••• E••••• Fund | Buyout fund | unknown | $2.2B as of Dec 11, 2014 | no Form D | Mature | |
| C•• E••••••• E••••• P••••••• I• •• L••• ADV: P•••••• E••••• Fund | Buyout fund | unknown | $1.8B as of Dec 11, 2014 | no Form D | Mature | |
| C•• E••••••• E••••• P••••••• I• •• L••• ADV: P•••••• E••••• Fund | Buyout fund | unknown | $1.4B as of Dec 11, 2014 | no Form D | Mature |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| C•• E••••••• E••••• P••••••• V• •• L••• | P•••••• E••••• Fund | 2014 to 2014 | $5.0B filed Dec 11, 2014 | adviserinfo.sec.gov | |
| C•• E••••••• E••••• P••••••• V• •• L••• | P•••••• E••••• Fund | 2014 to 2014 | $5.0B filed Dec 11, 2014 | adviserinfo.sec.gov | |
| C•• E••••••• E••••• P••••••• V• •• L••• | P•••••• E••••• Fund | 2014 to 2014 | $5.0B filed Dec 11, 2014 | adviserinfo.sec.gov | |
| C•• G••••• P••••••• L••• | P•••••• E••••• Fund | 2014 to 2014 | $350M filed Dec 11, 2014 | adviserinfo.sec.gov | |
| C•• G••••• P••••••• C••••••••• L••• | P•••••• E••••• Fund | 2014 to 2014 | $148M filed Dec 11, 2014 | adviserinfo.sec.gov | |
| C•• C•••••• P••••••• V• A••••••••• L••• | P•••••• E••••• Fund | 2014 to 2014 | $110M filed Dec 11, 2014 | adviserinfo.sec.gov |
Team
8 current, 4 former
Principal (6)
- C•••••• E•••• B••••••• · Director · since Aug 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••••••• J••• S•••••• · Director · since Mar 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••••••• J••••• B•••••• · Director · since Jul 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• D••••• C•••• · Director · since Dec 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••• C•••••••• H•••• · Director · since Aug 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• F•••• H••••• · Director · since Aug 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- H•••••• H••••• · Managing Director, Compliance · since Dec 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• H•••••• · Director, Global Chief Compliance Officer · since Dec 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
4 former (kept with end dates)
- S••••• K••••• · Managing Partner And Director · Jan 1, 2007 to Jun 30, 2015 Inference
- K••••• R•••••• K•••••• · Chief Compliance Officer · Mar 1, 2021 to Mar 31, 2023 Inference
- K•••• M••• S••••• · Director · Mar 1, 2011 to Apr 25, 2022 Inference
- D•••• A••• T•••• · Senior Managing Director, Vice President And Secretary · Nov 1, 2013 to Feb 8, 2016 Inference
Portfolio
3 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| C••••• | Role unknown | active | unknown | unknown | unknown | Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe) |
| P•••••• E••••• | Role unknown | active | unknown | unknown | unknown | Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe) |
| S••••••••• | Role unknown | active | unknown | unknown | unknown | Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
5 disclosed
- C••••••••• P••••• E••••••••• R••••••••• S••••• in C•• E••••••• E••••• P••••••• I• •• L••• $326M calpers.ca.gov
- C••••••••• P••••• E••••••••• R••••••••• S••••• in C•• E••••••• E••••• P••••••• V• •• L••• $562M calpers.ca.gov
- P••••••••• P••••• S••••• E••••••••• R••••••••• S••••• in C•• E••••••• E••••• P••••••• V• •• L••• $478M pa.gov
- N•• Y••• S•••• C••••• R••••••••• F••• in C•• E••••••• E••••• P••••••• I• •• L••• $135M osc.ny.gov
- C••••••• P••••• E••••••••• R••••••••• A••••••••• in C•• E••••••• E••••• P••••••• I• •• L••• $97.0M content.copera.org
Events
1 most recent
- Dec 11, 2014C•• A••••••• ••••• I••• first filed Form ADV in the extract (ERA)
Across the graphs
C•• A••••••• ••••• I••• is the same institution as 3 records in Venture Capital, RIA and Wealth and Allocators.
Venture Capital1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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