DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / C•••••••• I••••••••• G•••• L••
C•••••••• I••••••••• G•••• L••
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 21 of 39 distinct vehicles are sworn Private Equity Funds; 13 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.93bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
- Strategies
- GROWTH EQUITY
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 21 of 39 distinct vehicles are sworn P•••••• Equity Funds; 13 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Mar 28, 2024
- RAUM
- $9.4Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 9
- PE fund GAV, latest filing
- $932Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $4.5Bevery private fund type, latest filing
- 2024 PE fund GAV
- $932Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 54%
- Fund type mix
- filed 2024-03-28, latest gav Other Private Fund $394M, Private Equity Fund $932M, Venture Capital Fund $3.2B, latest counts Other Private Fund 1, Private Equity Fund 9, Venture Capital Fund 10, lifetime distinct Hedge Fund 7, Other Private Fund 1, Private Equity Fund 21, Venture Capital Fund 10
- Employees
- 32
- Headquarters
- Palo Alto, CA
- Office address
- 250 UNIVERSITY AVENUE, SUITE 300, Palo Alto, CA, 94301
- Business phone
- 650-331-8800
Stated criteria beside observed behaviour
1 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 1
- period
- to unknown, from unknown, undated holdings 1, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 1
- companies
- 1
- geography
- count 1, share unknown, value TX
- investments
- 1
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
1 companies on the graph (0 transactions); no dated observations
Funds
20 on record, 5 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| T••• I• D••••• S••••••••• L•• • S••••• 6• | buyout or unlabelled | 2025 Form D first sale | unknown | no reporting | $43.6M | Fundraising |
| T••• D••••• S••••••••• I•• L•• • S••••• 3• ADV: P•••••• Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $30.6M as of Mar 28, 2024 | no Form D | Unknown | |
| T••• D••••• S••••••••• I•• L•• • S••••• 2• ADV: P•••••• Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $11.4M as of Mar 28, 2024 | no Form D | Early deployment | |
| T••••••••• I••••• G••••• F••• I•• L• ADV: P•••••• Equity Fund | Growth fund | 2022 first reported on Form ADV | $663M as of Mar 28, 2024 | no Form D | Unknown | |
| C•• D••••• S••••••••• I••• L•• • S••••• 3• ADV: Venture Capital Fund | buyout or unlabelled | 2022 first reported on Form ADV | $159M as of Mar 28, 2024 | no Form D | Early deployment | |
| T••• D••••• S••••••••• I•• L•• • S••••• I• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $78.5M as of Mar 28, 2024 | no Form D | Early deployment | |
| T••• D••••• S••••••••• L•• • S••••• 4• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $37.0M as of Mar 28, 2024 | no Form D | Early deployment | |
| C•• D••••• S••••••••• I•• L•• • S••••• 3• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $20.0M as of Nov 1, 2022 | no Form D | Wound down | |
| T••• D••••• S••••••••• L•• • S••••• 5• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $695,063 as of Mar 28, 2024 | no Form D | Unknown | |
| C•• D••••• S••••••••• I••• L•• • S••••• 1• ADV: Venture Capital Fund | buyout or unlabelled | 2021 first reported on Form ADV | $359M as of Mar 28, 2024 | no Form D | Active deployment | |
| C•• D••••• S••••••••• I•• L•• • S••••• 1• ADV: Venture Capital Fund | buyout or unlabelled | 2021 first reported on Form ADV | $254M as of Mar 28, 2024 | no Form D | Unknown | |
| C•• D••••• S••••••••• I••• L•• • S••••• 2• ADV: Venture Capital Fund | buyout or unlabelled | 2021 first reported on Form ADV | $126M as of Mar 28, 2024 | no Form D | Active deployment | |
| T••• D••••• S••••••••• L•• • S••••• 3• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $57.4M as of Nov 1, 2022 | no Form D | Wound down | |
| C•• D••••• S••••••••• I•• L•• • S••••• 2• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $31.1M as of Nov 1, 2022 | no Form D | Wound down | |
| T••• D••••• S••••••••• L•• • S••••• 1• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $13.2M as of Mar 28, 2024 | no Form D | Active deployment | |
| T••• D••••• S••••••••• L•• • S••••• 2• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $2.3M as of Mar 28, 2024 | no Form D | Unknown | |
| S••••••••• I•••••••• F•••• L• ADV: Other P•••••• Fund | Fund of funds | 2019 first reported on Form ADV | $394M as of Mar 28, 2024 | no Form D | Mature | |
| T••••••••• I••••• G••••• F•••• L• ADV: P•••••• Equity Fund | Growth fund | 2019 first reported on Form ADV | $94.6M as of Mar 28, 2024 | no Form D | Harvest | |
| C•••••••• S••• S•••••••• • G••••• N••••••••• S••••••••• S••••••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $43.7M as of Jan 7, 2015 | no Form D | Wound down | |
| C•••••••• A•• • P•••••• I••••••••• F••• I• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $2.8M as of Nov 1, 2022 | no Form D | Wound down |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| C•••••••• H••••••••• • S•••••• O••••••••• I•• L• | P•••••• Equity Fund | 2016 to 2017 | $330M filed Sep 7, 2017 | adviserinfo.sec.gov | |
| S••••••••• A•••• F•••• L• | P•••••• Equity Fund | 2014 to 2016 | $240M filed Mar 30, 2016 | adviserinfo.sec.gov | |
| C•••••••• H••••••••• a•• S•••••• O••••••••• L• •••••• F•••• | P•••••• Equity Fund | 2012 to 2017 | $228M filed Sep 7, 2017 | adviserinfo.sec.gov | |
| C•••••••• H••••••••• S• I• L•• | P•••••• Equity Fund | 2015 to 2017 | $164M filed Sep 7, 2017 | adviserinfo.sec.gov | |
| C••• C••• L• | P•••••• Equity Fund | 2012 to 2017 | $9.2M filed Sep 7, 2017 | adviserinfo.sec.gov |
Team
5 current, 9 former
Partner (2)
- D••••••• •••• S••••• · Member · since Jan 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••••• B•••••• O••• · Member · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- I•• A••••• Y••••••••• · Member/Managing Principal · since Apr 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (1)
- J•••••• S••••• S•••• · Settlor And Trustee · since Aug 1, 1999 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- E••• J••• T••••• · Member / Chief Financial Officer / Chief Compliance Officer · since Jan 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
9 former (kept with end dates)
- B•••• J•• U••••• · Member · Apr 1, 2007 to Mar 28, 2019 Inference
- J••• V••••• J••••• · Member · Apr 1, 2007 to Mar 28, 2014 Inference
- M•••••• J••• M••••••••• · Member (C••• Management Llc) · Jul 1, 2015 to Sep 7, 2017 Inference
- R••••• S•••••• M••••• · Member (Vision Ridge Partners, Llc) · Apr 1, 2008 to Sep 7, 2017 Inference
- S••••• O••• V••••• · Member (C••• Partners Ii, Llc) · Jul 1, 2015 to Mar 29, 2018 Inference
- S•••••• J••••• G••••• · Member · Apr 1, 2007 to Mar 28, 2014 Inference
- Y•• B••• A••• •••• C•••• · Member · Jan 1, 2014 to Mar 29, 2018 Inference
- D••••• M•••• D•••• · Chief Compliance Officer · Jan 1, 2015 to Oct 6, 2021 Inference
- E••• J••• T••••• · Member/ Chief Financial Officer/ Chief Compliance Officer · Jun 1, 2011 to Jan 7, 2015 Inference
Portfolio
1 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| F•••• E••••• C• | Role unknown | active | unknown | unknown | unknown | Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- G•••••••• C•••••• A••••••• S••••••••• L•• 13 shared · very strong · last Jan 1, 2023
- G••••• C•••••• S•••••••• I••• 1 shared · one time · last Jan 1, 2020
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Apr 30, 2026C•••••••• I••••••••• G•••• L••: P•••••• Equity Funds on Form ADV 9 (2024 extract) -> 11 (roster 2026-09-01)
- Mar 29, 2012C•••••••• I••••••••• G•••• L•• first filed Form ADV in the extract (IA)
Across the graphs
C•••••••• I••••••••• G•••• L•• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Private Credit.
Venture Capital1Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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