DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
B••••••••• M••••••••• A••••••• L•••••
Buyout firmClassification confirmedUpper middle marketSEC registered investment adviser· New York, NY
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $8.5B
- PE fund assets
- $8.5B
- PE funds
- 10
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. Last change: 27 Jan 2022, Filed a Form D on 27 Jan 2022, the first public sign that a vehicle is taking commitments.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- 10 of 12 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
- Size band
- Upper middle marketdefined by: proxy: $9.49bn Private Equity Fund GAV on the Form ADV filed 2024-05-03
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%)10 of 12 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)RAUM $8.5B · 10 PE funds · filed Jul 31, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Jun 4, 2014 to Jul 31, 2026
- RAUM
- $8.5Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 10
- PE fund GAV, latest filing
- $8.5Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $8.5Bevery private fund type, latest filing
- 2024 PE fund GAV
- $8.5Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 83%
- Fund type mix
- Private equity fund: 10 funds, $8.5B reported gross assets
- Hedge fund: 2 ever reported
- Employees
- 37
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
9 families, 10 vehicles on record
B••••••••• T•••• A••••••••• S••••••• V••• L••• · 1 vehicle · vintage 2022$1.5B
- B••••••••• T•••• A••••••••• S••••••• V••• L••• buyout or unlabelled · 2022$1.5B
B••••••••• T•••• A••••••••• S••••••• V•• L••• · 1 vehicle · vintage 2021$1.0B
- B••••••••• T•••• A••••••••• S••••••• V•• L••• buyout or unlabelled · 2021$1.0B
B••••••••• T•••• A••••••••• S••••••• V• L••• · 1 vehicle · vintage 2020$1.5B
- B••••••••• T•••• A••••••••• S••••••• V• L••• buyout or unlabelled · 2020$1.5B
B••••••••• T•••• A••••••••• S••••••• V• L••• · 1 vehicle · vintage 2019$1.6B
- B••••••••• T•••• A••••••••• S••••••• V• L••• buyout or unlabelled · 2019$1.6B
B••••••••• T•••• A••••••••• S••••••• I• L••• · 1 vehicle · vintage 2018$1.1B
- B••••••••• T•••• A••••••••• S••••••• I• L••• buyout or unlabelled · 2018$1.1B
4 smaller families are in the full list of vehicles.
View all 10 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B••••••••• T•••• A••••••••• S••••••• V••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $1.5B as of Jul 31, 2026 | $0 | Active deployment | |
| B••••••••• T•••• A••••••••• S••••••• V•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $1.0B as of Jul 31, 2026 | $0 | Mature | |
| B••••••••• T•••• A••••••••• S••••••• V• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $1.5B as of Jul 31, 2026 | no Form D | Mature | |
| B••••••••• T•••• A••••••••• S••••••• V• L••• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $1.6B as of Jul 31, 2026 | no Form D | Harvest | |
| B••••••••• T•••• A••••••••• S••••••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $1.1B as of Jul 31, 2026 | no Form D | Harvest | |
| B••••••••• T•••• A••••••••• S••••••• 2••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2016 year in the fund name | $790M as of Jul 31, 2026 | no Form D | Harvest | |
| B••••••••• S••••••••• U••••••• P••••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $14.4M as of Jul 31, 2026 | no Form D | Harvest | |
| B••••••••• T•••• A••••••••• S••••••• 2••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | 2015 year in the fund name | $744M as of Jul 31, 2026 | no Form D | Harvest | |
| B••••••••• T•••• A••••••••• S••••••• O••••••• 2••• I• L••• ADV: Private Equity Fund | Feeder or parallel | 2015 year in the fund name | $68.8M as of Jul 31, 2026 | no Form D | Harvest | |
| B••••••••• T•••• A••••••••• S••••••• 2••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2014 year in the fund name | $206M as of Jul 31, 2026 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
4 current, 4 former
- Chief E•••••••• Officer · since Sep 1, 2015
- Chief Compliance Officer · since Jan 1, 2021
- Chief Financial Officer · since Jan 1, 2013
- General Counsel · since Feb 1, 2023
Full team · 4 peoplegrouped by role, with sources
Managing partner (1)
- J••• S••••• S•••••• · Chief E•••••••• Officer · since Sep 1, 2015 Form ADV
Platform (3)
- A••• J•••••• G••••• · Chief Compliance Officer · since Jan 1, 2021 Form ADV
- C••••••••• S•••••• · Chief Financial Officer · since Jan 1, 2013 Form ADV
- L••••• V••••••• · General Counsel · since Feb 1, 2023 Form ADV
4 former (kept with end dates)
- D•••• D•••• M••••• · Chief Operating Officer · Apr 1, 2014 to Sep 25, 2015 Inference
- J•••••• C••••• I•••••• · General Counsel · Apr 1, 2014 to Mar 31, 2022 Inference
- J••• G••• F••••• · Chief Legal Officer · Apr 1, 2014 to Mar 31, 2022 Inference
- M•••••• B• S••••• · Treasurer · Apr 1, 2014 to Jul 31, 2020 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
21 relationships
Placement agents (21)
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• 4 shared · strong · last Jan 27, 2022
- C•••••••• I••••••••• R•••••••• I••• 3 shared · strong · last Jan 27, 2022
- C••••• I••••••••• S••••••• L•• 3 shared · strong · last Jan 27, 2022
- C••••• A••••••• L•• 3 shared · strong · last Jan 27, 2022
- C••••• A•••••• N••••••• L•• 3 shared · strong · last Jan 27, 2022
- D••• I••••••••• I••• 3 shared · strong · last Jan 27, 2022
- I••••••• S••••••••• L•• 3 shared · strong · last Jan 27, 2022
- C••••• F•••••••• S••••••••• L•• 3 shared · strong · last Jan 27, 2022
- D••••••• B••• S••••••••• I••• 2 shared · recurring · last Jan 1, 2015
- F•••• A••••• S••••••••• I••• 2 shared · recurring · last Jan 27, 2022
- N••• H••••••• •••• K•••• L•••••• 2 shared · recurring · last Jan 1, 2015
- M•••••• L•••• A••••••••• I••••••••• L•• 2 shared · recurring · last Jan 1, 2015
- R•••••• J•••• • A••••••••• I••• 2 shared · recurring · last Jan 27, 2022
- R•••••• J•••• F•••••••• S•••••••• I••• 2 shared · recurring · last Jan 27, 2022
- E•••••••• M••••••• M••••••••• L•• 1 shared · one time · last Jan 1, 2015
- S•••••• N••••••• • C••••••• I••••••••• 1 shared · one time · last Dec 18, 2020
- N••• C•••••• M••••••••• L•• 1 shared · one time · last Jan 1, 2015
- C••• C•••••• L•• 1 shared · one time · last Jan 27, 2022
- U•• F•••••••• S••••••• I••• 1 shared · one time · last Dec 18, 2020
- E••••••• W••••• M••••••••• L•• 1 shared · one time · last Jan 1, 2015
- H•• P••••••• L•• 1 shared · one time · last Jan 1, 2015
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Jun 4, 2014••• Locked
Across the graphs
B••••••••• M••••••••• A••••••• L••••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.