DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
Funds / 805-6703390683 (staff)
805-6703390683 (staff)
Amounts, each with its basis
- Vintage
- unknownno dated first sale, first report or announcement yet
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- unknownwhat may be sold, not what was raised
- Form D sold
- unknownno Form D on record
- First sale
- unknown
- Reported gross assets
- $14.5MForm ADV, as of Jun 30, 2020; not fund size, not dry powder
- Peak reported gross assets
- $86.8Mhighest year on the reporting tape
- Owners (ADV)
- 42
- Reported on ADV
- Feb 14, 2012 to Jun 30, 2020
- Structure
- standalone
- Fund of funds (ADV)
- no
Lifecycle
Harvest
rule: gross assets at least 25% below peak and still fallingmodel: lc-pe-1gav path: 2013,20069096,2014,65563418,2015,74118231,2016,86772205,2017,63502886,2018,32913622,2019,17387588,2020,14519317peak gav: $86.8Mas of year: $2,020latest gav: $14.5Mreported years: 9last step change: -0.165age years at as of: 8drawdown from peak: 0.833first reported year: $2,012
Reported gross assets by year
9 annual rows
| Year | Filed | Type | Gross assets | Owners | Min. investment | Non-US owned | Source | |
|---|---|---|---|---|---|---|---|---|
| 2012 | Dec 12, 2012 | Private Equity Fund | $18.3M | 36 | $50 | 0% | adviserinfo.sec.gov | |
| 2013 | Apr 25, 2013 | Hedge Fund | $20.1M | 35 | $50 | 0% | adviserinfo.sec.gov | |
| 2014 | Aug 27, 2014 | Hedge Fund | $65.6M | 34 | $50 | 0% | adviserinfo.sec.gov | |
| 2015 | Apr 7, 2015 | Hedge Fund | $74.1M | 36 | $50 | 0% | adviserinfo.sec.gov | |
| 2016 | Mar 30, 2016 | Hedge Fund | $86.8M | 37 | $50 | 0% | adviserinfo.sec.gov | |
| 2017 | Mar 31, 2017 | Hedge Fund | $63.5M | 37 | $50 | 0% | adviserinfo.sec.gov | |
| 2018 | Mar 30, 2018 | Hedge Fund | $32.9M | 42 | $50 | 0% | adviserinfo.sec.gov | |
| 2019 | Mar 28, 2019 | Hedge Fund | $17.4M | 42 | $50 | 0% | adviserinfo.sec.gov | |
| 2020 | Jun 30, 2020 | Hedge Fund | $14.5M | 42 | $50 | 0% | adviserinfo.sec.gov |
Placement agents and principals
0 placement agents, 0 principals
No placement agent or principal collected for this fund yet. Both come from the related persons and sales compensation sections of Form D.
Limited partners
0 disclosed
No LP commitment to this fund collected yet. An LP appears only when a public disclosure names this fund.
Investments attributed to this fund
0
No investment attributed to this fund. A firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Events
1 most recent
- Feb 14, 2012805-6703390683 (staff) first reported on Form ADV by Third Security, LLC (Private Equity Fund), GAV $18,349,746Fund first reported on Form ADV Inference SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)