DFX Intelligence
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Registered advisor
L••• B••••• H••••
Feed of 09/14/2026
At current firm
12 y
since Jun 2, 2014
In the industry
45 y
since Jul 17, 1981 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Jun 2, 2014 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to May 20, 2014 · Pensacola, Fl
- A• G• E•••••• • S•••• I••• unclassifiedJul 18, 1994 to Jan 1, 2008 · Pensacola, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to B••••••• F• E•••••• • C••••••• I•••••••••left May 20, 2014, registered Jun 2, 2014 (13 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address