DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Benjamin F. Edwards & Company, Incorporated
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 68 filings
SEC status approved since May 6, 2010
RAUM
$19B
reported, Item 5.F
Discretionary
68%
of RAUM
Private clients
95%
$18B individuals and HNW
Advisors
513
registered through the firm on IAPD
RAUM per advisor
$36.9M
derived; firm RAUM over IAPD count
Employees
755
450 advisory (5.B.1)
Offices
100
beyond the principal office
Private funds
0
reported on Schedule D
History
68 filings and snapshots on the tape
RAUM$19B as of Mar 31, 2026
Mar 30, 2012$1.2B then
HNW client RAUM$2.5B as of Mar 31, 2026
Mar 28, 2018$2.5B then
State-registered IARs (5.B.3)450 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)755 as of Mar 31, 2026
Mar 28, 2013261 then
Private funds: no history
RAUM +21% over the last fiscal year+19% a year over threeIARs 436 to 450offices 95 to 100
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $36.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.1MderivedHNW RAUM over HNW clients
- Average account
- $341,288derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 68%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 5.1derived101 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +3.2%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $19BreportedItem 5.I
- Custody
- $10B, 21,073 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- the adviser acts as qualified custodian (9.D.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$16B82%
- High-net-worth individuals$2.5B13%
- Corporations and businesses$570M3.0%
- Charitable organizations$187M1.0%
- Pension and profit-sharing plans$150M0.8%
- Individual clients
- 32,288reported
- HNW clients
- 244reported
- Pension plan clients
- 203reported
- Charitable clients
- 96reported
- Accounts
- 55,423reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $6.3B sponsored, $0 managedreported
- Custody of client assets
- $10B for 21,073 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=545.0derived
Advisors registered through the firm
514 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Billy Joe Wisdom | Union, Mo | May 18, 2010 | 38 y | 3 |
| James Thomas Masterson | St. Louis, Mo | May 20, 2010 | 32 y | 3 |
| Peter Stephen Mccarthy | St. Louis, Mo | May 21, 2010 | 28 y | 1 |
| Thomas Reid HenrichsCertified Financial Planner | Peoria, Il | May 21, 2010 | 38 y | 3 |
| Joanne Marie WelkerChartered Financial Analyst | Defiance, Mo | May 21, 2010 | 33 y | 1 |
| Brian Dean VanderlugtCertified Financial Planner | Wheaton, Il | May 21, 2010 | 19 y | 3 |
| Tammy R Ashton | Peoria, Il | May 24, 2010 | 20 y | 3 |
| Timothy Michael Reese | Springfield, Mo | May 24, 2010 | 41 y | 1 |
| Stephen Michael Condon | St. Louis, Mo | May 26, 2010 | 22 y | 0 |
| Benjamin Franklin Edwards | St. Louis, Mo | May 26, 2010 | 40 y | 1 |
| David Lee Brumme | Springfield, Il | May 26, 2010 | 40 y | 3 |
| Lisa Grace Myer | St. Louis, Mo | May 28, 2010 | 24 y | 2 |
| Richard Pignone | Hamden, Ct | May 28, 2010 | 41 y | 2 |
| David William Hanson | St. Louis, Mo | Jun 16, 2010 | 46 y | 2 |
| Matthew James ClootenCertified Financial Planner | St. Louis, Mo | Jun 25, 2010 | 19 y | 1 |
| Roland Harold Deliniere | St. Louis, Mo | Jul 14, 2010 | 44 y | 2 |
| Jennifer Ellin Pierce | St. Louis, Mo | Jul 26, 2010 | 22 y | 4 |
| Richard Robinson Cardin | Dawsonville, Ga | Jul 26, 2010 | 36 y | 2 |
| Monnye Hedrick Furr | St. Louis, Mo | Jul 26, 2010 | 21 y | 3 |
| Susan Kay LewisCertified Financial Planner | Cumming, Ga | Jul 26, 2010 | 30 y | 2 |
| Anthony John Falcone | St. Louis, Mo | Nov 12, 2010 | 37 y | 2 |
| Christopher Patrick Kachur | Danbury, Ct | Nov 12, 2010 | 25 y | 2 |
| Arnold Harry Rozany | St. Louis, Mo | Nov 12, 2010 | 45 y | 2 |
| John Martin Crock | Galesburg, Il | Nov 19, 2010 | 33 y | 2 |
| Denise C EdwardsCertified Financial Planner | St. Louis, Mo | Dec 21, 2010 | 15 y | 0 |
| Corey Lee SarosyCertified Financial Planner | St. Louis, Mo | Jan 19, 2011 | 26 y | 2 |
| Sara Majer | St. Louis, Mo | Jan 19, 2011 | 20 y | 2 |
| Ricardo A BalmasedaCertified Financial Planner | Danbury, Ct | Feb 18, 2011 | 42 y | 2 |
| Robert Anthony PietroburgoCertified Financial Planner | Bonita Springs, Fl | Mar 9, 2011 | 42 y | 2 |
| Edward Patrick Rigo | Mentor, Oh | Mar 18, 2011 | 34 y | 2 |
| Kurt Alan Faulhaber | Medina, Oh | Mar 31, 2011 | 40 y | 2 |
| Jennifer Ann Sexton | O'Fallon, Il | Apr 12, 2011 | 19 y | 1 |
| Larry Darnell Richardson | St. Louis, Mo | Jul 1, 2011 | 42 y | 0 |
| Tammy G Vona | St. Louis, Mo | Jul 25, 2011 | 26 y | 2 |
| Linda A Sabo | St. Louis, Mo | Jul 26, 2011 | 16 y | 0 |
| Joseph Allen Pollak | Chattanooga, Tn | Jul 27, 2011 | 27 y | 2 |
| Joseph Philip Donnovin | Chattanooga, Tn | Jul 27, 2011 | 45 y | 2 |
| Joseph Edward Petty | St. Louis, Mo | Jul 27, 2011 | 42 y | 2 |
| Richard J. NiekrashCertified Financial Planner | St. Louis, Mo | Aug 5, 2011 | 19 y | 2 |
| Todd Christopher LeonhardtCertified Financial Planner | St. Louis, Mo | Aug 5, 2011 | 38 y | 2 |
Advisor movement
11 left, 32 joined in 12 months
net +21 in 12 months3 left in 90 days11 joined in 90 daysdeparture rate 2.1% of current headcount20 left over 36 months
Left, latest
- Monica Nicole Clevenger to LPL Financial LLCJun 30, 2026 · Affiliated broker-dealer or bank to another
- Stephen Perry Clevenger to LPL Financial LLCJun 30, 2026 · Affiliated broker-dealer or bank to another
- Michael Clevenger to LPL Financial LLCJun 30, 2026 · Affiliated broker-dealer or bank to another
- Christopher Jordan Hooker to &PartnersJun 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Richard Dale Huite to MarinerJun 4, 2026 · Affiliated broker-dealer or bank to another
- Kristen D. Kosola-Govantes to Raymond James & Associates, Inc.Jun 4, 2026 · Affiliated broker-dealer or bank to another
- Kathryn Lynn Austin to Osaic Wealth, Inc.May 13, 2026 · Affiliated broker-dealer or bank to another
- Janet Mary Bone to Raymond James & Associates, Inc.Nov 5, 2025 · Affiliated broker-dealer or bank to another
- Peggy Anne Rakers to Raymond James & Associates, Inc.Nov 5, 2025 · Affiliated broker-dealer or bank to another
- Donald Carl Rasweiler to Oppenheimer & Co. Inc.Oct 3, 2025 · Affiliated broker-dealer or bank to another
- Michael R. Bardwell to LPL Financial LLCSep 25, 2025 · Affiliated broker-dealer or bank to another
- William Patrick Ferry to LPL Financial LLCAug 29, 2025 · Affiliated broker-dealer or bank to another
- Robert Edward Kollar to Fifth Third Securities, Inc.Apr 8, 2025 · Affiliated broker-dealer or bank to another
- Scott John Marn to Timewealth Advisors Inc.Jan 6, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Dana Lianne Gibbs to Ameriprise Financial Services, LLCJul 29, 2024 · Affiliated broker-dealer or bank to another
Joined, latest
- Anna Travis Reihl from Edward JonesSep 14, 2026 · Affiliated broker-dealer or bank to another
- David B Castle from Edward JonesAug 31, 2026 · Affiliated broker-dealer or bank to another
- Aaron C Wrigley from Wells Fargo AdvisorsAug 25, 2026 · Wirehouse to affiliated broker-dealer or bank
- Brantley Todd Erwin from Raymond James Financial Services Advisors, IncAug 24, 2026 · Affiliated broker-dealer or bank to another
- Benjamin Donald Kachur from Strategic Advisers LLCJul 28, 2026 · Affiliated broker-dealer or bank to another
- Trina Marie Whitten from Stifel Independent Advisors, LLCJul 7, 2026 · Affiliated broker-dealer or bank to another
- Jasmine Packer from Stifel, Nicolaus & Company, IncorporatedJul 7, 2026 · Affiliated broker-dealer or bank to another
- Silas John Newkirk from Stifel Independent Advisors, LLCJul 6, 2026 · Affiliated broker-dealer or bank to another
- Laura Ann Nelson from Stifel Independent Advisors, LLCJul 6, 2026 · Affiliated broker-dealer or bank to another
- Leslie Lynn Greco-Pool from Raymond James & Associates, Inc.Jul 6, 2026 · Affiliated broker-dealer or bank to another
- Noah Thomas May from Stifel Independent Advisors, LLCJul 6, 2026 · Affiliated broker-dealer or bank to another
- Cody E Washburn from LPL Financial LLCMay 21, 2026 · Affiliated broker-dealer or bank to another
- Joseph Gruber from Stifel, Nicolaus & Company, IncorporatedMay 21, 2026 · Affiliated broker-dealer or bank to another
- Brian Daniel Gruber from Stifel, Nicolaus & Company, IncorporatedMay 21, 2026 · Affiliated broker-dealer or bank to another
- Richard Patrick Mcdonald from Moneta Group Investment Advisors, LLCMay 18, 2026 · RIA to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for LPL Financial LLCJun 30, 2026 · Forsyth, Il
- 2 left for Concurrent Investment Advisors, LLCJan 11, 2023 · Mandeville, La
- 2 left for Worthington Wealth ManagementMay 4, 2021 · Columbus, Oh
- 3 left for Robert W. Baird & Co. IncorporatedNov 11, 2015 · Peoria, Il
- 2 joined from Stifel Independent Advisors, LLCJul 10, 2026 · St Louis, Mo
- 2 joined from Stifel, Nicolaus & Company, IncorporatedJun 10, 2026 · Redding, Ca
- 4 joined from Stifel Independent Advisors, LLCApr 8, 2026 · St Louis, Mo
- 3 joined from Stifel, Nicolaus & Company, IncorporatedOct 22, 2025 · Hickory, Nc
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 5, 2025 · Birmingham, Al
- 2 joined from LPL Financial LLCAug 21, 2025 · Salida, Co
- 3 joined from L.M. Kohn & CompanyJul 28, 2025 · Clayton, Mo
- 2 joined from Raymond James Financial Services Advisors, IncApr 8, 2025 · Punta Gorda, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Martin Wade Altenberger · Director/Director Of Branchescontrolsince 05/2010 · owns less than 5%
- Todd Heinrich Brandstadt · Director/Director Of Branchescontrolsince 01/2025 · owns less than 5%
- Benjamin Franklin Edwards · Director/Assistant Director Of Branchescontrolsince 09/2024 · owns less than 5%
- Benjamin Franklin IV Edwards · Chairman/Chief Executive Officer, Presidentcontrolsince 08/2008 · owns less than 5%
- Brooke Danielle Eggleston · Director/Chief Human Resource Officercontrolsince 01/2024 · owns less than 5%
- Christopher M Keller · Director/Director Of Business Servicescontrolsince 04/2010 · owns less than 5%
- Thomas Hayden Jr Martin · Director/Chief Financial Officercontrolsince 09/2009 · owns less than 5%
- Matthew Paul Muckler · Chief Compliance Officer, Advisorycontrolsince 01/2021 · owns less than 5%
- Douglas David Rubenstein · Director/Senior Advisor To The Chairmancontrolsince 01/2026 · owns less than 5%
- Matthew R Salamon · Director/Corporate Secretary & Director Of Law & Legal Services, Chief Counselcontrolsince 09/2022 · owns less than 5%
- Katelyn Clare Stevens · Chief Compliance Officer, Brokeragecontrolsince 01/2021 · owns less than 5%
- Gwendolyn Madison Taylor · Director/Chief Legal Counselcontrolsince 01/2026 · owns less than 5%
- Christopher Mark Whiting · Director Of Financial Strategies Group Brokerage Advisorycontrolsince 09/2018 · owns less than 5%
- Billy Joe Wisdom · Director/Director Of Regulatory & Oversight Servicescontrolsince 01/2015 · owns less than 5%
- Neal James Baumann · Director/Regional Directorsince 02/2019 · owns less than 5%
- Roland Harold Deliniere · Director/Regional Directorsince 02/2019 · owns less than 5%
- Mark Patterson Fellows · Director/Regional Directorsince 11/2013 · owns less than 5%
- David William Hanson · Directorsince 08/2013 · owns less than 5%
- Joanne Marie Welker · Director/Manager Advisory Servicessince 11/2013 · owns less than 5%
Entity owners
- Benjamin Edwards, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Benjamin F. Edwards & Company, Incorporatedbroker-dealerinvestment adviserreal estatecustodianyRAUM $19B
- Benjamin F. Edwards Wealth Management, LLCinvestment advisernRAUM $705M
Advisers that list Benjamin F. Edwards & Company, Incorporated as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 501 | 60 | 2 | ||
| Wheaton, Il | 20 | 3 | 0 | ||
| Jonesboro, Ar | 14 | 2 | 0 | ||
| Clayton, Mo | 14 | 3 | 0 | ||
| Rome, Ga | 11 | 0 | 0 | ||
| Morristown, Nj | 11 | 1 | 1 | ||
| Woodstock, Il | 11 | 0 | 0 | ||
| Greenwood Village, Co | 11 | 0 | 0 | ||
| Ofallon, Il | 11 | 0 | 1 | ||
| Peoria, Il | 9 | 0 | 0 | ||
| Birmingham, Al | 8 | 0 | 0 | ||
| Naperville, Il | 8 | 0 | 0 | ||
| St Charles, Il | 8 | 0 | 0 | ||
| Red Bank, Nj | 8 | 1 | 0 | ||
| Hattiesburg, Ms | 8 | 0 | 0 | ||
| Leawood, Ks | 8 | 3 | 0 | ||
| Destin, Fl | 8 | 1 | 0 | ||
| Alpharetta, Ga | 7 | 0 | 1 | ||
| Naples, Fl | 7 | 0 | 0 | ||
| Chesterton, In | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Wheaton, IL22 employees
- Rome, GA15 employees
- Jonesboro, AR13 employees
- Morristown, NJ13 employees
- Woodstock, IL12 employees
- Greenwood Village, CO11 employees
- Decatur, IL11 employees
- Destin, FL11 employees
- Hattiesburg, MS11 employees
- Clayton, MO11 employees
- Red Bank, NJ10 employees
- Naperville, IL10 employees
- O'Fallon, IL10 employees
- Birmingham, AL9 employees
- Peoria, IL9 employees
- Mentor, OH9 employees
- Alpharetta, GA8 employees
- Danbury, CT8 employees
- Baltimore, MD8 employees
- Chesterton, IN8 employees
- Madison, WI7 employees
- Chattanooga, TN7 employees
- Grand Rapids, MI6 employees
- Leawood, KS6 employees
- Boynton Beach, FL6 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026TAYLOR, GWENDOLYN MADISON (DIRECTOR/CHIEF LEGAL COUNSEL) appeared on Schedule A between the filings of 2024-10-09 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026EGGLESTON, BROOKE DANIELLE (DIRECTOR/CHIEF HUMAN RESOURCE OFFICER) appeared on Schedule A between the filings of 2024-10-09 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026ALTENBERGER, MARTIN WADE (DIRECTOR/DIRECTOR OF BRANCHES) left Schedule A between the filings of 2024-10-09 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026SALAMON, MATTHEW R (DIRECTOR/CORPORATE SECRETARY & DIRECTOR OF LAW & LEGAL SERVICES, CHIEF COUNSEL) left Schedule A between the filings of 2024-10-09 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026MUCKLER, MATTHEW PAUL (CHIEF COMPLIANCE OFFICER, ADVISORY) left Schedule A between the filings of 2024-10-09 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026STEVENS, KATELYN CLARE (CHIEF COMPLIANCE OFFICER, BROKERAGE) left Schedule A between the filings of 2024-10-09 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Accounts · 49,475 to 55,423Feb 5, 2026 to Mar 31, 2026
- Advisory employees · 436 to 450Feb 5, 2026 to Mar 31, 2026
- BD registered reps · 538 to 545Feb 5, 2026 to Mar 31, 2026
- Charity clients · 93 to 96Feb 5, 2026 to Mar 31, 2026
- Corporate clients · 209 to 226Feb 5, 2026 to Mar 31, 2026
- HNW clients · 175 to 244Feb 5, 2026 to Mar 31, 2026
- Individual clients · 29,441 to 32,288Feb 5, 2026 to Mar 31, 2026
- Pension plan clients · 208 to 203Feb 5, 2026 to Mar 31, 2026
- Assets in custody · $8.0B to $10BFeb 5, 2026 to Mar 31, 2026
- Employees · 736 to 755Feb 5, 2026 to Mar 31, 2026
- Insurance-licensed employees · 0 to 3Feb 5, 2026 to Mar 31, 2026
- State-registered IARs · 436 to 450Feb 5, 2026 to Mar 31, 2026
- Other offices · 95 to 100Feb 5, 2026 to Mar 31, 2026
- Discretionary RAUM · $10.0B to $13BFeb 5, 2026 to Mar 31, 2026
- HNW RAUM · $1.8B to $2.5BFeb 5, 2026 to Mar 31, 2026
- Individual RAUM · $13B to $16BFeb 5, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $5.7B to $6.1BFeb 5, 2026 to Mar 31, 2026
- Pension RAUM · $141M to $150MFeb 5, 2026 to Mar 31, 2026
- RAUM · $16B to $19BFeb 5, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $5.7B to $6.3BFeb 5, 2026 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Mar 31, 2025 to Jun 25, 2025
- Assets in custody · $6.5B to $8.0BJan 28, 2025 to Mar 31, 2025
- Employees · 711 to 736Jan 28, 2025 to Mar 31, 2025
- Financial planning clients · 0 to 1-10Jan 28, 2025 to Mar 31, 2025
- State-registered IARs · 422 to 436Jan 28, 2025 to Mar 31, 2025
- Other offices · 89 to 95Jan 28, 2025 to Mar 31, 2025
- Discretionary RAUM · $8.3B to $10.0BJan 28, 2025 to Mar 31, 2025
- HNW RAUM · $1.3B to $1.8BJan 28, 2025 to Mar 31, 2025
- Individual RAUM · $11B to $13BJan 28, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $4.9B to $5.7BJan 28, 2025 to Mar 31, 2025
- Pension RAUM · $127M to $141MJan 28, 2025 to Mar 31, 2025
- RAUM · $13B to $16BJan 28, 2025 to Mar 31, 2025
- Wrap assets (sponsor) · $4.9B to $5.7BJan 28, 2025 to Mar 31, 2025
- Accounts · 44,978 to 49,475Jan 28, 2025 to Mar 31, 2025
- Advisory employees · 422 to 436Jan 28, 2025 to Mar 31, 2025
- BD registered reps · 518 to 538Jan 28, 2025 to Mar 31, 2025
- Charity clients · 90 to 93Jan 28, 2025 to Mar 31, 2025
- Corporate clients · 204 to 209Jan 28, 2025 to Mar 31, 2025
- HNW clients · 139 to 175Jan 28, 2025 to Mar 31, 2025
- Individual clients · 27,263 to 29,441Jan 28, 2025 to Mar 31, 2025
Signals
60 dated events
- 3 advisors left Stifel Independent Advisors, LLC (ST Louis, MO) for Benjamin F. Edwards & Company, Incorporated on the same dayJul 10, 2026 · Team lift-out · derived
- Stephen Perry Clevenger left Benjamin F. Edwards & Company, Incorporated for Lpl Financial Llc (registered 2026-06-24)Jun 30, 2026 · Advisor changed firm · fact
- Michael Clevenger left Benjamin F. Edwards & Company, Incorporated for Lpl Financial Llc (registered 2026-06-24)Jun 30, 2026 · Advisor changed firm · fact
- Monica Nicole Clevenger left Benjamin F. Edwards & Company, Incorporated for Lpl Financial Llc (registered 2026-06-24)Jun 30, 2026 · Advisor changed firm · fact
- 2 advisors left Benjamin F. Edwards & Company, Incorporated (Forsyth, IL) for LPL Financial LLC on the same dayJun 30, 2026 · Team lift-out · derived
- Christopher Jordan Hooker left Benjamin F. Edwards & Company, Incorporated for &Partners (registered 2026-06-15)Jun 16, 2026 · Advisor changed firm · fact
- 2 advisors left Stifel, Nicolaus & Company, Incorporated (Redding, CA) for Benjamin F. Edwards & Company, Incorporated on the same dayJun 10, 2026 · Team lift-out · derived
- Kristen D. Kosola-Govantes left Benjamin F. Edwards & Company, Incorporated for Raymond James & Associates, Inc. (registered 2026-06-04)Jun 4, 2026 · Advisor changed firm · fact
- Richard Dale Huite left Benjamin F. Edwards & Company, Incorporated for Mariner (registered 2026-08-10)Jun 4, 2026 · Advisor changed firm · fact
- Kathryn Lynn Austin left Benjamin F. Edwards & Company, Incorporated for Osaic Wealth, Inc. (registered 2026-05-13)May 13, 2026 · Advisor changed firm · fact
- 3 advisors left Stifel Independent Advisors, LLC (ST Louis, MO) for Benjamin F. Edwards & Company, Incorporated within 8 daysApr 8, 2026 · Team lift-out · derived
- Benjamin F. Edwards & Company, Incorporated reported 100 offices beyond its principal office, up from 95 (2026-02-05 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Peggy Anne Rakers left Benjamin F. Edwards & Company, Incorporated for Raymond James & Associates, Inc. (registered 2025-11-03)Nov 5, 2025 · Advisor changed firm · fact
- Janet Mary Bone left Benjamin F. Edwards & Company, Incorporated for Raymond James & Associates, Inc. (registered 2025-11-03)Nov 5, 2025 · Advisor changed firm · fact
- 3 advisors left Stifel, Nicolaus & Company, Incorporated (Hickory, NC) for Benjamin F. Edwards & Company, Incorporated on the same dayOct 22, 2025 · Team lift-out · derived
- Donald Carl Rasweiler left Benjamin F. Edwards & Company, Incorporated for Oppenheimer & Co. Inc. (registered 2025-10-01)Oct 3, 2025 · Advisor changed firm · fact
- Michael R. Bardwell left Benjamin F. Edwards & Company, Incorporated for Lpl Financial Llc (registered 2025-09-15)Sep 25, 2025 · Advisor changed firm · fact
- 2 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Birmingham, AL) for Benjamin F. Edwards & Company, Incorporated on the same daySep 5, 2025 · Team lift-out · derived
- William Patrick Ferry left Benjamin F. Edwards & Company, Incorporated for Lpl Financial Llc (registered 2025-08-29)Aug 29, 2025 · Advisor changed firm · fact
- 2 advisors left LPL Financial LLC (Salida, CO) for Benjamin F. Edwards & Company, Incorporated on the same dayAug 21, 2025 · Team lift-out · derived
- 3 advisors left L.M. Kohn & Company (Clayton, MO) for Benjamin F. Edwards & Company, Incorporated on the same dayJul 28, 2025 · Team lift-out · derived
- Robert Edward Kollar left Benjamin F. Edwards & Company, Incorporated for Fifth Third Securities, Inc. (registered 2025-04-03)Apr 8, 2025 · Advisor changed firm · fact
- 2 advisors left Raymond James Financial Services Advisors, Inc (Punta Gorda, FL) for Benjamin F. Edwards & Company, Incorporated a day apartApr 8, 2025 · Team lift-out · derived
- Benjamin F. Edwards & Company, Incorporated reported 95 offices beyond its principal office, up from 89 (2025-01-28 to 2025-03-31)Mar 31, 2025 · Office count change · derived
- Scott John Marn left Benjamin F. Edwards & Company, Incorporated for Timewealth Advisors Inc. (registered 2025-02-14)Jan 6, 2025 · Advisor changed firm · fact
- 2 advisors left Ameriprise Financial Services, LLC (Lake Charles, LA) for Benjamin F. Edwards & Company, Incorporated on the same dayDec 16, 2024 · Team lift-out · derived
- 2 advisors left D.A. Davidson & CO. (Logan, UT) for Benjamin F. Edwards & Company, Incorporated on the same dayNov 25, 2024 · Team lift-out · derived
- Benjamin Franklin Edwards (Director/Assistant Director Of Branches) appeared on Schedule A of Benjamin F. Edwards & Company, IncorporatedOct 9, 2024 · Control person joined · fact
- 3 advisors left Wells Fargo Advisors (Birmingham, AL) for Benjamin F. Edwards & Company, Incorporated on the same daySep 24, 2024 · Team lift-out · derived
- Dana Lianne Gibbs left Benjamin F. Edwards & Company, Incorporated for Ameriprise Financial Services, Llc (registered 2024-07-19)Jul 29, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- Benjamin F. Edwards & Company, Incorporated · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/BENJAMIN-F.-EDWARDS-&-CO.reportedpublic record, Form ADV, Sep 17, 2026
- Website
- BENJAMINFEDWARDS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-726-1600reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026