DFX Intelligence
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Registered advisor
K••••••• W•••• G•••••
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as K••••••• P••••••• M••••••••• W••••••••• P••••••• W••••••••• P••••••• M••••••••• P••••••• W••••
At current firm
4 y
since Nov 9, 2021
In the industry
45 y
since Sep 5, 1981 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 9, 2021 · Austin, Tx
- L•• F•••••••• L•• BD affiliatedOct 13, 2016 to Nov 19, 2021 · San Antonio, Tx
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Oct 19, 2016 · San Antonio, Tx
- W•••• F•••• I••••••••• L•• unclassifiedMay 7, 2007 to Jan 3, 2011 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Nov 19, 2021, registered Nov 9, 2021 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to L•• F•••••••• L••left Oct 19, 2016, registered Oct 13, 2016 (-6 days) · Other · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address