DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• W••••• G••••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedRochelle Park, Njdual registrantIAPD 1039197
Feed of 09/14/2026
At current firm
17 y
since Jan 2, 2009
In the industry
44 y
since Apr 13, 1982 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 2, 2009 · Rochelle Park, Nj
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jan 25, 2008 · Oradell, Nj
- A• G• E•••••• • S•••• I••• unclassifiedMar 23, 2004 to Jan 1, 2008 · Oradell, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 25, 2008, registered Jan 2, 2009 (343 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address