DFX Intelligence
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Registered advisor
G••• W••••• O••••
Feed of 09/14/2026
At current firm
9 y
since Feb 13, 2017
In the industry
39 y
since Oct 28, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 13, 2017 · Boca Raton, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 10, 2017 · Boca Raton, Fl
- M••••• S•••••• • C•• L•• unclassifiedJan 25, 2008 to Jun 1, 2009 · Boca Raton, Fl
- U•• F•••••••• S••••••• I••• wirehouseJul 29, 1993 to Jan 24, 2008 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 10, 2017, registered Feb 13, 2017 (3 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left Jan 24, 2008, registered Jan 25, 2008 (1 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address