DFX Intelligence
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Registered advisor
S••••• H• R•••
Feed of 09/14/2026
Also filed as S••••• H••• R••••••••• R•••
At current firm
1 y
since Mar 12, 2025
In the industry
43 y
since Oct 1, 1982 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 12, 2025 · Birmingham, Mi
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 3, 2025 · Birmingham, Mi
- M••••• S•••••• • C•• L•• unclassifiedMar 13, 2009 to Jun 1, 2009 · Birmingham, Mi
- U•• F•••••••• S••••••• I••• wirehouseJun 1, 2004 to Mar 26, 2009 · Birmingham, Mi
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Apr 3, 2025, registered Mar 12, 2025 (-22 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left Mar 26, 2009, registered Mar 13, 2009 (-13 days) · Other
Signals
- ••• LockedApr 3, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address