DFX Intelligence
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Feed of 09/14/2026
Also filed as T••• O•••••
At current firm
0 y
since Apr 17, 2026
In the industry
41 y
since May 2, 1985 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Apr 17, 2026 · Plano, Tx
- C••••••••• F•••••••• N•••••• national BDMar 22, 1995 to Sep 28, 2018 · Darien, Ct
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to F••••• I•••••••••left Sep 28, 2018, registered Apr 17, 2026 (2758 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address