DFX Intelligence
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Registered advisor
S••••• H•••••
Feed of 09/15/2026
Also filed as S••••• J•••••• H•••••
At current firm
7 y
since Jun 5, 2019
In the industry
41 y
since Feb 5, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 5, 2019 · Highland Park, Il
- W•••• F•••• A••••••• wirehouseFeb 2, 2007 to Jun 5, 2019 · Deerfield, Il
- M••••• S•••••• D• I••• unclassifiedMar 8, 1999 to Feb 6, 2007 · Riverwoods, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 5, 2019, registered Jun 5, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left Feb 6, 2007, registered Feb 2, 2007 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address