J••••• S• C••••••

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••••• C•••••• B••••••••• S• B••••••••• S•• C••••••••• S• C•••••• B••••••••• C•••••• B••••••••• C••••••

At current firm

13 y

since Jul 11, 2013

In the industry

25 y

since Aug 20, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD
Aug 5, 2011 to May 9, 2013 · New Haven, Ct
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Oct 29, 2009 to Jul 19, 2011 · New Haven, Ct
M•••• S••••••••• L•• unclassified
Aug 14, 2007 to Dec 1, 2008 · Cheshire, Ct
U•• A••••••• institutional
Oct 31, 2001 to Oct 4, 2005 · Glastonbury, Ct

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to W•••• F•••• A•••••••
left May 9, 2013, registered Jul 11, 2013 (63 days) · Affiliated broker-dealer or bank to wirehouse
N••••••••• M••••• I••••••••• S••••••••• to S•••••••• A••••••• L••
left Jul 19, 2011, registered Aug 5, 2011 (17 days) · Other
M•••• S••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Dec 1, 2008, registered Oct 29, 2009 (332 days) · Other
U•• A••••••• to M•••• S••••••••• L••
left Oct 4, 2005, registered Aug 14, 2007 (679 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address