DFX Intelligence
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Registered advisor
D•••• T•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• A•••••••• T••••••••• A•••••••• T•••••
At current firm
4 y
since Jul 27, 2022
In the industry
41 y
since Mar 21, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jul 27, 2022 · Rosemary Beach, Fl
- W•••• F•••• A••••••• wirehouseOct 3, 2016 to Jul 21, 2022 · Red Bank, Nj
- O•••• W•••••• I••• BD affiliatedAug 24, 2004 to Sep 30, 2016 · Holmdel, Nj
- L••• M•••• W••• W•••••• I••••••••• unclassifiedMay 2, 2002 to Aug 23, 2004 · Shrewsbury, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jul 21, 2022, registered Jul 27, 2022 (6 days) · channel change inside one enterprise, not a move · moved with a team
- O•••• W•••••• I••• to W•••• F•••• A•••••••left Sep 30, 2016, registered Oct 3, 2016 (3 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to O•••• W•••••• I•••left Aug 23, 2004, registered Aug 24, 2004 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address