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Registered advisor
M•••••• C•••••• M•••••••••
Feed of 09/15/2026
Also filed as M••• C•••••• M•••••••••
At current firm
9 y
since May 5, 2017
In the industry
41 y
since Sep 28, 1984 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 5, 2017 · Santa Barbara, Ca
- W•••• F•••• A••••••• wirehouseNov 6, 2006 to May 8, 2017 · Roseville, Ca
- U•• F•••••••• S••••••• I••• wirehouseJun 21, 2001 to Nov 21, 2006 · Roseville, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left May 8, 2017, registered May 5, 2017 (-3 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Nov 21, 2006, registered Nov 6, 2006 (-15 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address