DFX Intelligence
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Registered advisor
T•• W•••••• D•••••••
Feed of 09/14/2026
At current firm
6 y
since Mar 9, 2020
In the industry
41 y
since Jan 17, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 9, 2020 · Fort Walton Beach, Fl
- M••••• S•••••• wirehouseAug 27, 2010 to Mar 11, 2020 · Pensacola, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 21, 1985 to Aug 30, 2010 · Fort Walton Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 11, 2020, registered Mar 9, 2020 (-2 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Aug 30, 2010, registered Aug 27, 2010 (-3 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address