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L•••• B•••••••
As of · the IAPD feed; also filed as L•••• B••••••••• M••••••••• L••• B••••••••• B••••••• M••••••
- At current firm
- 6 y
- In the industry
- 34 y
- Prior registered firms
- 1
- Signals
- 0
since Dec 6, 2019
As of · the IAPD feed; also filed as L•••• B••••••••• M••••••••• L••• B••••••••• B••••••• M••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Dec 6, 2019 · Oak Brook, Il
- J••• M••••• S••••••••• L•• wirehouseMay 10, 2018 to Dec 11, 2019 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M••••• S••••••left Dec 11, 2019, registered Dec 6, 2019 (-5 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address