DFX Intelligence
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Registered advisor
D••••• C•••••••
Feed of 09/14/2026
Also filed as D••••• C••••••••• D•••• C•••••••
At current firm
4 y
since Aug 11, 2022
In the industry
39 y
since Dec 15, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 11, 2022 · Chatham, Nj
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jul 29, 2022 · Short Hills, Nj
- A• G• E•••••• • S•••• I••• unclassifiedOct 15, 2003 to Jan 1, 2008 · Short Hills, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jul 29, 2022, registered Aug 11, 2022 (13 days) · channel change inside one enterprise, not a move · moved with a team
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address