DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
J•••• D•••• H•••
As of · the IAPD feed
- At current firm
- 20 y
- In the industry
- 41 y
- Prior registered firms
- 2
- Signals
- 0
since Jul 27, 2006
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jul 27, 2006 · Canton, Oh
- S•••••••• F••••••••• I••• formerOct 31, 2005 to Aug 8, 2006 · North Canton, Oh
- S••••••••• S••••••••• I••• unclassifiedNov 12, 2003 to Oct 31, 2005 · North Canton, Oh
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to C••••••••• F•••••••• N••••••left Aug 8, 2006, registered Jul 27, 2006 (-12 days) · Other
- S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address