DFX Intelligence
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Registered advisor
F•••• R•••••• E••••
Feed of 09/14/2026
At current firm
3 y
since Jun 29, 2023
In the industry
32 y
since Feb 14, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Spotsylvania, Va
- V••• F•••••••• A•••••••• I••• BD affiliatedJun 8, 2016 to Jun 9, 2021 · Grafton, Ma
- S•••••••• F••••••••• I••• formerDec 3, 2014 to Jun 8, 2016 · Richmond, Va
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 5, 2006 to Nov 21, 2014 · Grafton, Ma
- E•••• F•••••••• S••••••• I••• unclassifiedMay 12, 2003 to Dec 31, 2005 · Potomac Falls, Va
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- S•••••••• F••••••••• I••• to V••• F•••••••• A•••••••• I•••left Jun 8, 2016, registered Jun 8, 2016 (0 days) · Other
- V••• F•••••••• A•••••••• I••• to S•••••••• F••••••••• I•••left Nov 21, 2014, registered Dec 3, 2014 (12 days) · Other
- E•••• F•••••••• S••••••• I••• to V••• F•••••••• A•••••••• I•••left Dec 31, 2005, registered Jan 5, 2006 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address