DFX Intelligence
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Registered advisor
D••••• J••• H•••••
Feed of 09/15/2026
Also filed as D••••• H•••••
At current firm
11 y
since Jun 26, 2015
In the industry
40 y
since Feb 26, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 26, 2015 · Red Bank, Nj
- W•••• F•••• A••••••• wirehouseJun 22, 2007 to Jun 30, 2015 · Red Bank, Nj
- U•• F•••••••• S••••••• I••• wirehouseJul 22, 2002 to Jul 3, 2007 · Edison, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Jun 30, 2015, registered Jun 26, 2015 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jul 3, 2007, registered Jun 22, 2007 (-11 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address