DFX Intelligence
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Team lift-out
2 advisors left W•••• F•••• A••••••• for A••••••••• F•••••••• S•••••••• L••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Daniel John Harper | Altantic Highlands, Nj | Jun 30, 2015 | Jun 26, 2015 |
| Stephanie Elizabeth Rathbone | Red Bank, Nj | Jun 30, 2015 | May 22, 2017 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jun 30, 2015
- Registered next
- Jun 26, 2015 to May 22, 2017
- Branch state
- NJ
- Cities
- 2, most in Altantic Highlands, Nj
- Registered there that day
- 12,759 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape