DFX Intelligence
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Registered advisor
T••••• X••••• P•••••
Feed of 09/14/2026
Also filed as T••••• P•••••
At current firm
9 y
since Sep 15, 2017
In the industry
24 y
since Feb 19, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••••• A•••••••• L•• BD affiliated currentsince Sep 15, 2017 · Palm Beach Gardens, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 27, 2009 to May 22, 2017 · Palm Beach, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 6, 2009 · West Palm Beach, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 24, 2005 to Jun 1, 2009 · West Palm Beach, Fl
- M••••• S•••••• D• I••• unclassifiedMay 17, 2002 to Jan 18, 2005 · N. Palm Bch., Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H•••••••• A•••••••• L••left May 22, 2017, registered Sep 15, 2017 (116 days) · Other · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 6, 2009, registered Oct 27, 2009 (-10 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Jan 18, 2005, registered Jan 24, 2005 (6 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address