DFX Intelligence
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Registered advisor
R••••• J••• S•••••
Feed of 09/14/2026
Also filed as B•• S•••••
At current firm
6 y
since Jan 6, 2020
In the industry
32 y
since May 9, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 6, 2020 · Canton, Oh
- M••••• S•••••• wirehouseJul 8, 2010 to Jan 3, 2020 · Canton, Oh
- U•• F•••••••• S••••••• I••• wirehouseFeb 9, 2007 to Jul 12, 2010 · Weehawken, Nj
- K•••••• C•••••• M•••••• I••• unclassifiedMay 14, 1999 to Feb 9, 2007 · Canton, Oh
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Jan 3, 2020, registered Jan 6, 2020 (3 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jul 12, 2010, registered Jul 8, 2010 (-4 days) · Wirehouse to wirehouse
- K•••••• C•••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Feb 9, 2007, registered Feb 9, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address