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R•••• E••••• N•••

Registered advisorat W•••• F•••• A•••••••Dual registrant· Fresno, Ca IAPD 1516516
In the industry
28 y
Prior registered firms
1
Signals
0
As of · the IAPD feed; also filed as R•••• E••••• N••••••••• E• N•••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Recruiter brief
facts first, then what DFX measured about them; never a statement of intent
Recruiting value
  • Practice attractivenessnone
    no observable scale indicator beyond registration
  • Team depthnone
    0 of the 0 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
  • Entrepreneurial profilenone
    Details are shown to subscribers.
  • Real estate activitynone
    Details are shown to subscribers.
  • Contactabilitystrong
    verified business email at wellsfargo.com (hunter); LinkedIn profile
Movement evidence
  • Movement signalnotable
    2 of 2 dated or circumstantial readings historically went with moving: an advisor with 5+ years in the industry passed the Series 63 in the prior year; an advisor with 5+ years in the industry added the Series 65 or 66 in the prior year. The forward-tested move model places this advisor in its Baseline band. Early-career bands mostly reflect trainee churn.
  • Recent change activitynotable
    Details are shown to subscribers.
  • Independence preparationnone
    No concrete evidence of preparation for independence.
  • Historical mobilitysome
    3 prior firms, median stay 6 years.
Dated changes and circumstances, and what they have meant historically
  • move indicatorAn advisor with 5+ years in the industry passed the Series 63 in the prior year
    At wirehouses, 13.7% with this moved within a year, against 5.1% without it (2.66x, 2023 to 2025 cohorts).
  • move indicatorAn advisor with 5+ years in the industry added the Series 65 or 66 in the prior year
    At W•••• F••••, 10.9% with this moved within a year, against 5.3% without it (2.06x, 2023 to 2025 cohorts).
Career
  • 24.2 years in the industry
  • 5.3 years at the current firm
  • 4 prior registered firms; median stay 6 years
  • Path: bank affiliated to wirehouse
Source: SEC IAPD per-person record
Licensing and credentials
  • Registered in 52 states (firm median 2); added CA, TX in the last 180 days
  • Exams: SIE, Series 3, Series 63, Series 65, Series 7, Series 7TO
  • Registered as a broker as well as an adviser
Source: IAPD individual feed and the per-person IAPD record
Around this advisor
  • 1 of about 69 in the office left in the last 180 days
  • 1 known colleagues changed firms in the last year
Regulatory record

Shown to subscribers, with the official record linked.

Registration history
IAPD current and previous registrations
  • W•••• F•••• I••••••••• L•• unclassified
    May 15, 2001 to May 4, 2005 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
28derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote