DFX Intelligence
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Registered advisor
M••• P•••••
Feed of 09/14/2026
Also filed as M••• P•••• P•••••
At current firm
0 y
since Feb 25, 2026
In the industry
17 y
since Apr 17, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Feb 25, 2026 · Toms River, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 9, 2021 to Aug 5, 2022 · Merrimack, Nh
- A••••••••• F•••••••• S•••••••• L•• national BDJul 23, 2013 to Jul 8, 2015 · Flanders, Nj
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 24, 2012 to Jul 11, 2013 · Hackettstown, Nj
- L•• F•••••••• L•• BD affiliatedJun 29, 2010 to Jul 10, 2012 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to P•• W••••• M•••••••••left Aug 5, 2022, registered Feb 25, 2026 (1300 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 8, 2015, registered Nov 9, 2021 (2316 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••left Jul 11, 2013, registered Jul 23, 2013 (12 days) · Other
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 10, 2012, registered Jul 24, 2012 (14 days) · Other
Signals
- ••• LockedAug 5, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address