DFX Intelligence
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Registered advisor
W•••••• M••••• K••••••••
Feed of 09/15/2026
Also filed as W•••••• M••••• K••••••••• M••••• K••••••••• M••••• K••••••••
At current firm
5 y
since Feb 25, 2021
In the industry
39 y
since Feb 9, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Feb 25, 2021 · Tampa, Fl
- E••••• J•••• national BDAug 1, 2019 to Jan 21, 2021 · Wesley Chapel, Fl
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to F••••• I•••••••••left Jan 21, 2021, registered Feb 25, 2021 (35 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address