DFX Intelligence
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Registered advisor
C•••••• F••• W•••••
Feed of 09/15/2026
Also filed as C•••••• F• W•••••
At current firm
17 y
since Jun 12, 2009
In the industry
38 y
since Apr 15, 1988 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 12, 2009 · Orland Park, Il
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 25, 2007 to May 6, 2008 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••left May 6, 2008, registered Jun 12, 2009 (402 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address