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Registered advisor
B••••• J•• K••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as B••••• J•• W••••••••• J• W••••••••• W•••• K••••••••• K••••••
At current firm
9 y
since Feb 3, 2017
In the industry
31 y
since Jul 17, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Feb 3, 2017 · Thousand Oaks, Ca
- E••••• J•••• national BDMay 27, 2015 to Aug 3, 2016 · Porter Ranch, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to P••• A••••• S••••••••• L••left Aug 3, 2016, registered Feb 3, 2017 (184 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address