DFX Intelligence
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Registered advisor
G•••••• G••••• W••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as G••• W••••••••• G••••• W••••••••• W••••••••
At current firm
8 y
since Nov 7, 2017
In the industry
39 y
since May 16, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Nov 7, 2017 · Malvern, Pa
- S•••••••• A••••••• L•• national BDApr 1, 1998 to Jul 12, 2017 · Princeton, Nj
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to V••••••• A•••••••• I•••left Jul 12, 2017, registered Nov 7, 2017 (118 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address