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Registered advisor
Y••••• Y• B•••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedAlbuquerque, Nmdual registrantIAPD 1687088
Feed of 09/14/2026
At current firm
16 y
since Apr 9, 2010
In the industry
38 y
since Dec 18, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 9, 2010 · Albuquerque, Nm
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 4, 2010 · Irvine, Ca
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Irvine, Ca
- M••••• S•••••• D• I••• unclassifiedApr 26, 1993 to Apr 2, 2007 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 4, 2010, registered Apr 9, 2010 (36 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address