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Registered advisor
P••••••• L•• B••••••
Feed of 09/15/2026
Also filed as P•••• B••••••••• L• H•••••
At current firm
5 y
since Oct 16, 2020
In the industry
37 y
since May 31, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 16, 2020 · Philadelphia, Pa
- M••••• S•••••• wirehouseJan 28, 2011 to Oct 29, 2020 · Philadelphia, Pa
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Dec 31, 2007 · Philadelphia, Pa
- M••••• S•••••• D• I••• unclassifiedSep 22, 2006 to Apr 2, 2007 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to J••• M••••• S••••••••• L••left Oct 29, 2020, registered Oct 16, 2020 (-13 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Dec 31, 2007, registered Jan 28, 2011 (1124 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address