DFX Intelligence
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Registered advisor
W•••••• D•••• V•••••
Feed of 09/14/2026
Also filed as W•••••• D• V•••••
At current firm
19 y
since Dec 8, 2006
In the industry
38 y
since Oct 2, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Dec 8, 2006 · West Orange, Nj
- W•••• F•••• A••••••• wirehouseJul 19, 2005 to Dec 4, 2006 · Summit, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Dec 4, 2006, registered Dec 8, 2006 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address