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Registered advisor
B•••• S•••• W•••••
Feed of 09/15/2026
Also filed as S•••• W•••••
At current firm
13 y
since Nov 26, 2012
In the industry
30 y
since Dec 28, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 26, 2012 · Palm Beach Gardens, Fl
- M••••• S•••••• wirehouseAug 20, 2012 to Nov 12, 2012 · Rutland, Vt
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 6, 1998 to Nov 7, 2003 · Rutland, Vt
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Nov 12, 2012, registered Nov 26, 2012 (14 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Nov 7, 2003, registered Aug 20, 2012 (3209 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address