DFX Intelligence
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Registered advisor
L•••• J•••• W•••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as L•••• J•••• R••••••••
At current firm
3 y
since May 22, 2023
In the industry
24 y
since Nov 29, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince May 22, 2023 · Gainesville, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 4, 2006 to Jun 11, 2021 · Fort Lauderdale, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedNov 29, 2001 to Nov 2, 2005 · Pompano Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 11, 2021, registered May 22, 2023 (710 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to V••• F•••••••• A•••••••• I•••left Nov 2, 2005, registered Jan 4, 2006 (63 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address